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First Trust Financials AlphaDEX Fund

211 hedge funds and large institutions have $1.05B invested in First Trust Financials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 88 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

273% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 15

115% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 41

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

24% more capital invested

Capital invested by funds: $849M → $1.05B (+$206M)

22% more funds holding

Funds holding: 173211 (+38)

0.26% more ownership

Funds ownership: 62.87%63.13% (+0.26%)

Holders
211
Holders Change
+38
Holders Change %
+21.97%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.12%
New
56
Increased
88
Reduced
41
Closed
15
Calls
$444K
Puts
Net Calls
+$444K
Net Calls Change
+$444K
Name Holding Trade Value Shares
Change
Change in
Stake
LWA
151
Lineweaver Wealth Advisors
Ohio
$292K -$41.8K -895 -12%
WDC
152
Woodward Diversified Capital
California
$265K +$267K +5,724 New
SFPG
153
Stonebridge Financial Planning Group
Florida
$264K +$14K +300 +5%
TA
154
TFG Advisers
Michigan
$262K -$10.4K -222 -4%
CFCI
155
Comprehensive Financial Consultants Institutional
Indiana
$258K +$259K +5,556 New
ACM
156
AlphaStar Capital Management
North Carolina
$252K -$4.95K -106 -2%
FLC
157
Fifth Lane Capital
Texas
$250K +$252K +5,407 New
MHWM
158
Montz Harcus Wealth Management
Louisiana
$246K +$248K +5,312 New
JWCA
159
J.W. Cole Advisors
Florida
$244K +$246K +5,268 New
MSAM
160
Moloney Securities Asset Management
Missouri
$238K +$1.54K +33 +0.6%
Citigroup
161
Citigroup
New York
$237K +$61.4K +1,315 +35%
BPA
162
Beacon Pointe Advisors
California
$236K -$10.3K -220 -4%
PWP
163
Pursue Wealth Partners
California
$236K +$238K +5,090 New
FFC
164
First Financial Corp
Indiana
$234K -$13.5K -290 -5%
AR
165
Apeiron RIA
Texas
$232K +$234K +5,013 New
NA
166
NewEdge Advisors
Louisiana
$226K +$228K +4,878 New
WFA
167
WMG Financial Advisors
Tennessee
$225K +$226K +4,835 New
HIS
168
Harvest Investment Services
Illinois
$212K -$3.55K -76 -2%
MIM
169
MTM Investment Management
South Carolina
$206K
CAPTRUST Financial Advisors
170
CAPTRUST Financial Advisors
North Carolina
$184K +$93 +2 +0.1%
DWP
171
Destiny Wealth Partners
Florida
$170K
Bank of Montreal
172
Bank of Montreal
Ontario, Canada
$145K +$1.07K +23 +0.7%
AWM
173
Avior Wealth Management
Nebraska
$145K +$10K +215 +7%
AP
174
Atwood & Palmer
Missouri
$126K
BNP Paribas Financial Markets
175
BNP Paribas Financial Markets
France
$111K +$112K +2,400 New

FXO Hedge Fund Activity: Q4 2021 in Review

211 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2021, worth a combined $1.05B — up 24% from $849M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FXO positions and 15 closed out — a net gain of 41 holders — while 88 added to existing stakes and 41 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.9M. The largest seller was Wells Fargo, cutting an estimated $7.18M.

  • 211 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2021, up from 173 in Q3 2021.
  • Funds reported $1.05B of First Trust Financials AlphaDEX Fund stock for Q4 2021, up 24% quarter-over-quarter.
  • 56 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2021 and 15 closed out, a net change of +41 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $24.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.18M sold.

Based on aggregated 13F filings for Q4 2021.