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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

172 hedge funds and large institutions have $848M invested in First Trust Financials AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 61 increasing their positions, 56 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
172
Holders Change
-2
Holders Change %
-1.15%
% of All Funds
3.02%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
18
Increased
61
Reduced
56
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DADC
D.A. Davidson & Co
Montana
$14.7M
2
LPL Financial
LPL Financial
California
$70.7M
3
Osaic Holdings
Osaic Holdings
Arizona
$22M
4
AWM
AE Wealth Management
Kansas
$7.52M
5
KAS
Kestra Advisory Services
Texas
$6.69M

Top Sellers

1
EF
Empowered Funds
Pennsylvania
$0
2
BCI
Brinker Capital Investments
Pennsylvania
$0
3
Ameriprise
Ameriprise
Minnesota
$22.1M
4
RJFSA
Raymond James Financial Services Advisors
Florida
$61.9M
5
Bank of America
Bank of America
North Carolina
$45.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
WT
151
Washington Trust
Rhode Island
$24K -$2.41K -55 -9%
HCP
152
Hexagon Capital Partners
Arkansas
$22K – – –
Fifth Third Bancorp
153
Fifth Third Bancorp
Ohio
$21K – – –
AWM
154
Accel Wealth Management
Iowa
$20K +$44 +1 +0.2%
AF
155
Allworth Financial
California
$19K – – –
MA
156
MCF Advisors
Kentucky
$18K – – –
First Manhattan
157
First Manhattan
New York
$18K +$18K +425 New
FHA
158
First Horizon Advisors
Tennessee
$17K – – –
AA
159
AlphaMark Advisors
Kentucky
$15K – – –
EWM
160
EPG Wealth Management
Georgia
$15K +$15K +336 New
JPMorgan Chase & Co
161
JPMorgan Chase & Co
New York
$9K -$45.2K -1,004 -83%
SPWG
162
Sage Private Wealth Group
Illinois
$9K +$46 +1 +0.5%
GKWIM
163
Gerber Kawasaki Wealth & Investment Management
California
$6K +$6K +139 New
HR
164
Howe & Rusling
New York
$5K – – –
CAAS
165
Capital Asset Advisory Services
Michigan
$5K – – –
WT
166
Whittier Trust
California
$2K – – –
KFI
167
Key Financial Inc
Pennsylvania
$2K – – –
IPW
168
IronBridge Private Wealth
Texas
$2K – – –
ACA
169
Aptus Capital Advisors
Alabama
$1K – – –
WIM
170
Westside Investment Management
California
$16 – – –
BBHC
171
Brown Brothers Harriman & Co
New York
$5 +$5 +117 New
EF
172
Empowered Funds
Pennsylvania
– -$24.2M -553,570 Closed
BCI
173
Brinker Capital Investments
Pennsylvania
– -$22.8M -521,000 Closed
CFG
174
CMC Financial Group
Georgia
– -$2.8M -64,139 Closed
GIA
175
Gladstone Institutional Advisory
Florida
– -$2.25M -51,449 Closed
4 5 6
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