We are live on ! Find out more
FXO icon

First Trust Financials AlphaDEX Fund

178 hedge funds and large institutions have $436M invested in First Trust Financials AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 86 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 17

0.65% more ownership

Funds ownership: 57.1%57.74% (+0.65%)

1% more funds holding

Funds holding: 177178 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less capital invested

Capital invested by funds: $492M → $436M (-$56.2M)

51% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 86

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
2.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
42
Reduced
86
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
126
AE Wealth Management
Kansas
$216K +$226K +5,718 New
GWM
127
Geneos Wealth Management
Colorado
$213K -$141K -3,580 -39%
CW
128
CreativeOne Wealth
Kansas
$211K -$576K -14,582 -72%
IA
129
IFP Advisors
Florida
$209K -$15.6K -396 -7%
PWM
130
Purus Wealth Management
California
$208K
GWP
131
Gateway Wealth Partners
Wisconsin
$207K +$216K +5,473 New
NA
132
NewEdge Advisors
Louisiana
$180K -$93.6K -2,369 -33%
FFC
133
First Financial Corp
Indiana
$170K
MIM
134
MTM Investment Management
South Carolina
$160K
BAM
135
Bellevue Asset Management
Washington
$159K -$13.9K -353 -8%
IPW
136
Impact Partnership Wealth
Georgia
$126K +$132K +3,340 New
FFA
137
Farther Finance Advisors
California
$94.6K -$22.5K -569 -19%
CIAS
138
Capital Investment Advisory Services
North Carolina
$87.8K +$237 +6 +0.3%
HB
139
Horizon Bancorp
Indiana
$86K -$306K -7,757 -77%
AWM
140
Avior Wealth Management
Nebraska
$85.7K -$2.57K -65 -3%
RIA
141
Realta Investment Advisors
Delaware
$75.7K
Bank of Montreal
142
Bank of Montreal
Ontario, Canada
$74K -$21.7K -550 -23%
FFA
143
Founders Financial Alliance
North Carolina
$67.5K -$108K -2,735 -61%
OSAM
144
O'Shaughnessy Asset Management
Connecticut
$65.4K +$68.3K +1,728 New
US Bancorp
145
US Bancorp
Minnesota
$56.1K -$51.9K -1,313 -47%
CFGS
146
Concourse Financial Group Securities
Alabama
$48.3K +$513 +13 +1%
BC
147
Bartlett & Co
Ohio
$46K
BCWM
148
Bartlett & Co Wealth Management
Ohio
$45.8K
AA
149
Addison Advisors
Vermont
$44.6K
RW
150
RVW Wealth
California
$44.2K +$46.1K +1,168 New

FXO Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2023, worth a combined $436M — down 11% from $492M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXO positions and 17 closed out — a net gain of 2 holders — while 42 added to existing stakes and 86 trimmed.

The largest buyer was Vestmark Advisory Solutions, opening a new position worth an estimated $4.03M. The largest seller was O'Dell Group, exiting entirely with an estimated $15M sold.

  • 178 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2023, up from 177 in Q2 2023.
  • Funds reported $436M of First Trust Financials AlphaDEX Fund stock for Q3 2023, down 11% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2023 and 17 closed out, a net change of +2 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2023 was Vestmark Advisory Solutions, an estimated $4.03M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2023 was O'Dell Group, an estimated $15M sold.

Based on aggregated 13F filings for Q3 2023.