We are live on ! Find out more
FXO icon

First Trust Financials AlphaDEX Fund

177 hedge funds and large institutions have $492M invested in First Trust Financials AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 40 increasing their positions, 95 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.11% less ownership

Funds ownership: 62.21%57.1% (-5.1%)

15% less funds holding

Funds holding: 209177 (-32)

24% less call options, than puts

Call options by funds: $226K | Put options by funds: $298K

25% less capital invested

Capital invested by funds: $656M → $492M (-$164M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

58% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 95

73% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 41

Holders
177
Holders Change
-32
Holders Change %
-15.31%
% of All Funds
2.78%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
11
Increased
40
Reduced
95
Closed
41
Calls
$226K
Puts
$298K
Net Calls
-$72K
Net Calls Change
-$72K
Name Holding Trade Value Shares
Change
Change in
Stake
SIG
126
Sargent Investment Group
Maryland
$232K -$9.57K -260 -4%
RFC
127
Regions Financial Corp
Alabama
$229K +$223K +6,072 New
LWM
128
Laidlaw Wealth Management
New York
$228K -$73.6K -2,000 -25%
IA
129
IFP Advisors
Florida
$223K +$8.28K +225 +4%
BW
130
Bison Wealth
Georgia
$222K +$217K +5,894 New
TA
131
TFG Advisers
Michigan
$220K +$1.66K +45 +0.8%
WS
132
Wedbush Securities
California
$217K -$85.2K -2,315 -29%
PTC
133
Private Trust Company
Ohio
$210K +$99.4K +2,700 +94%
PWM
134
Purus Wealth Management
California
$208K -$66.8K -1,815 -25%
Citigroup
135
Citigroup
New York
$172K +$100K +2,721 +148%
BAM
136
Bellevue Asset Management
Washington
$172K
FFA
137
Founders Financial Alliance
North Carolina
$170K +$9.16K +249 +6%
FFC
138
First Financial Corp
Indiana
$169K -$8.94K -243 -5%
MIM
139
MTM Investment Management
South Carolina
$159K -$8.83K -240 -5%
FFA
140
Farther Finance Advisors
California
$116K -$1.14K -31 -1%
US Bancorp
141
US Bancorp
Minnesota
$105K -$77.9K -2,116 -43%
AP
142
Atwood & Palmer
Missouri
$103K -$68.8K -1,870 -41%
Bank of Montreal
143
Bank of Montreal
Ontario, Canada
$92.5K -$525K -14,258 -86%
AWM
144
Avior Wealth Management
Nebraska
$87.9K -$63.6K -1,729 -43%
CIAS
145
Capital Investment Advisory Services
North Carolina
$87.3K +$147 +4 +0.2%
RIA
146
Realta Investment Advisors
Delaware
$75.7K -$344K -9,351 -82%
Fidelity Investments
147
Fidelity Investments
Massachusetts
$48.7K +$29.1K +791 +158%
CFGS
148
Concourse Financial Group Securities
Alabama
$47.7K -$161K -4,380 -78%
BC
149
Bartlett & Co
Ohio
$46K
BCWM
150
Bartlett & Co Wealth Management
Ohio
$45.6K

FXO Hedge Fund Activity: Q2 2023 in Review

177 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2023, worth a combined $492M — down 25% from $656M a quarter earlier.

Sellers outnumbered buyers: 41 funds closed out of FXO and 11 opened new positions — a net loss of 30 holders — while 95 trimmed existing stakes and 40 added.

The largest buyer was Coppell Advisory Solutions, adding an estimated $3.93M. The largest seller was Morgan Stanley, cutting an estimated $30.2M.

  • 177 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2023, down from 209 in Q1 2023.
  • Funds reported $492M of First Trust Financials AlphaDEX Fund stock for Q2 2023, down 25% quarter-over-quarter.
  • 11 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2023 and 41 closed out, a net change of -30 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2023 was Coppell Advisory Solutions, an estimated $3.93M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2023 was Morgan Stanley, an estimated $30.2M sold.

Based on aggregated 13F filings for Q2 2023.