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First Trust Financials AlphaDEX Fund

211 hedge funds and large institutions have $1.05B invested in First Trust Financials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 88 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

273% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 15

115% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 41

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

24% more capital invested

Capital invested by funds: $849M → $1.05B (+$206M)

22% more funds holding

Funds holding: 173211 (+38)

0.26% more ownership

Funds ownership: 62.87%63.13% (+0.26%)

Holders
211
Holders Change
+38
Holders Change %
+21.97%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.12%
New
56
Increased
88
Reduced
41
Closed
15
Calls
$444K
Puts
Net Calls
+$444K
Net Calls Change
+$444K
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
126
Carson Wealth (CWM LLC)
Nebraska
$467K +$470K +10,082 New
ATC
127
Argent Trust Co
Tennessee
$463K
GWM
128
Geneos Wealth Management
Colorado
$460K -$46.8K -1,004 -9%
LS
129
Leelyn Smith
Illinois
$455K +$459K +9,836 New
APA
130
American Portfolios Advisors
New York
$442K -$1.17K -25 -0.3%
EH
131
Equitable Holdings
New York
$439K +$45.9K +983 +12%
TRCT
132
Tower Research Capital (TRC)
New York
$439K +$306K +6,558 +225%
CBFP
133
Cedar Brook Financial Partners
Ohio
$421K -$14K -301 -3%
SWM
134
SeaCrest Wealth Management
New York
$417K +$52.2K +1,119 +14%
WI
135
Wintrust Investments
Illinois
$413K +$36.1K +774 +10%
KWM
136
Kingsview Wealth Management
Oregon
$399K
LA
137
LexAurum Advisors
Kansas
$391K -$1.45M -31,157 -79%
PAG
138
Private Advisory Group
Washington
$377K -$271K -5,799 -42%
LWM
139
Laidlaw Wealth Management
New York
$373K
SFS
140
Security Financial Services
Indiana
$372K +$375K +8,030 New
MW
141
Marks Wealth
Maryland
$355K +$358K +7,664 New
KA
142
Kovack Advisors
Florida
$355K +$358K +7,670 New
RA
143
RFG Advisory
Alabama
$344K +$56K +1,201 +19%
PWM
144
Purus Wealth Management
California
$340K -$27.9K -599 -8%
WW
145
Waterfront Wealth
Kansas
$327K -$19.8K -425 -6%
SWP
146
Stratos Wealth Partners
Ohio
$321K -$2.23M -47,713 -87%
SIG
147
Sargent Investment Group
Maryland
$319K +$22.4K +480 +7%
QCIG
148
Quad-Cities Investment Group
Iowa
$314K +$18.8K +403 +6%
IA
149
IFP Advisors
Florida
$308K -$14.1K -303 -4%
AWM
150
Axxcess Wealth Management
California
$294K +$296K +6,349 New

FXO Hedge Fund Activity: Q4 2021 in Review

211 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2021, worth a combined $1.05B — up 24% from $849M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FXO positions and 15 closed out — a net gain of 41 holders — while 88 added to existing stakes and 41 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.9M. The largest seller was Wells Fargo, cutting an estimated $7.18M.

  • 211 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2021, up from 173 in Q3 2021.
  • Funds reported $1.05B of First Trust Financials AlphaDEX Fund stock for Q4 2021, up 24% quarter-over-quarter.
  • 56 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2021 and 15 closed out, a net change of +41 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $24.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.18M sold.

Based on aggregated 13F filings for Q4 2021.