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First Trust Financials AlphaDEX Fund

175 hedge funds and large institutions have $1.46B invested in First Trust Financials AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 64 increasing their positions, 54 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

208% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 12

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

19% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 54

13% more funds holding

Funds holding: 155175 (+20)

11% more capital invested

Capital invested by funds: $1.32B → $1.46B (+$140M)

0.9% less ownership

Funds ownership: 75.27%74.37% (-0.9%)

Holders
175
Holders Change
+20
Holders Change %
+12.9%
% of All Funds
3.45%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.08%
New
37
Increased
64
Reduced
54
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ONB
126
Old National Bancorp
Indiana
$220K -$78K -2,400 -27%
LNC
127
Lincoln National Corp
Pennsylvania
$215K -$104K -3,209 -33%
HB
128
Horizon Bancorp
Indiana
$207K +$200K +6,168 New
MSAM
129
Moloney Securities Asset Management
Missouri
$206K +$200K +6,140 New
IA
130
IFP Advisors
Florida
$180K -$397K -12,214 -69%
APA
131
American Portfolios Advisors
New York
$179K +$26.4K +813 +18%
WAP
132
Wealthcare Advisory Partners
Pennsylvania
$146K
Fidelity Investments
133
Fidelity Investments
Massachusetts
$138K +$39.9K +1,229 +42%
BAM
134
Belpointe Asset Management
Nevada
$134K -$204K -6,275 -61%
TFA
135
Transamerica Financial Advisors
Florida
$131K -$11.4K -352 -8%
Northwestern Mutual Wealth Management
136
Northwestern Mutual Wealth Management
Wisconsin
$126K -$13.8K -425 -10%
US Bancorp
137
US Bancorp
Minnesota
$116K +$1.24K +38 +1%
BWP
138
Baldwin Wealth Partners
Massachusetts
$104K
JAWM
139
J. Arnold Wealth Management
Ohio
$97K +$94.3K +2,900 New
Deutsche Bank
140
Deutsche Bank
Germany
$87K -$45K -1,385 -34%
Bank of Montreal
141
Bank of Montreal
Ontario, Canada
$79K +$76.4K +2,350 New
HWA
142
Heritage Wealth Advisors
Virginia
$63.7K
RCG
143
Ruggie Capital Group
Florida
$56K -$415K -12,767 -88%
SL
144
Salomon & Ludwin
Virginia
$45K
TCWM
145
Total Clarity Wealth Management
Illinois
$42K +$40.6K +1,248 New
BCWM
146
Bartlett & Co Wealth Management
Ohio
$40.5K
CIAS
147
Capital Investment Advisory Services
North Carolina
$40K
CAAS
148
Capital Asset Advisory Services
Michigan
$38K +$35.8K +1,102 New
HR
149
Howe & Rusling
New York
$34K -$9.59K -295 -22%
TL
150
TrueWealth LLC
Georgia
$31K

FXO Hedge Fund Activity: Q4 2019 in Review

175 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2019, worth a combined $1.46B — up 11% from $1.32B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new FXO positions and 12 closed out — a net gain of 25 holders — while 64 added to existing stakes and 54 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $13.7M. The largest seller was Jane Street, exiting entirely with an estimated $2.38M sold.

  • 175 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2019, up from 155 in Q3 2019.
  • Funds reported $1.46B of First Trust Financials AlphaDEX Fund stock for Q4 2019, up 11% quarter-over-quarter.
  • 37 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2019 and 12 closed out, a net change of +25 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2019 was Truist Financial, an estimated $13.7M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2019 was Jane Street, an estimated $2.38M sold.

Based on aggregated 13F filings for Q4 2019.