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First Trust Financials AlphaDEX Fund

178 hedge funds and large institutions have $436M invested in First Trust Financials AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 86 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 17

0.65% more ownership

Funds ownership: 57.1%57.74% (+0.65%)

1% more funds holding

Funds holding: 177178 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less capital invested

Capital invested by funds: $492M → $436M (-$56.2M)

51% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 86

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
2.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
42
Reduced
86
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TSS
101
Two Sigma Securities
New York
$345K +$360K +9,107 New
CA
102
CoreCap Advisors
Michigan
$336K -$51.3K -1,298 -13%
Citigroup
103
Citigroup
New York
$332K +$167K +4,223 +93%
Carson Wealth (CWM LLC)
104
Carson Wealth (CWM LLC)
Nebraska
$330K +$30K +760 +10%
FFN
105
Focus Financial Network
Minnesota
$313K +$5.21K +132 +2%
SFS
106
Security Financial Services
Indiana
$304K
LA
107
LexAurum Advisors
Kansas
$295K +$32.6K +826 +12%
LFAS
108
Level Four Advisory Services
Texas
$292K -$84.3K -2,135 -22%
PA
109
PFG Advisors
Arizona
$287K +$987 +25 +0.3%
AR
110
Apeiron RIA
Texas
$284K -$18.3K -464 -6%
PAS
111
Park Avenue Securities
New York
$279K +$292K +7,384 New
FAIM
112
Financial Advocates Investment Management
Washington
$268K -$56K -1,417 -17%
FEM
113
Fulcrum Equity Management
Texas
$261K +$272K +6,886 New
BTI
114
Blue Trust Inc
Georgia
$260K
WP
115
WealthSource Partners
California
$240K -$420K -10,625 -63%
FH
116
FWG Holdings
Florida
$237K -$9.56K -242 -4%
SIG
117
Sargent Investment Group
Maryland
$233K
RJT
118
Raymond James Trust
Florida
$230K -$19.7K -500 -8%
EP
119
Eudaimonia Partners
Tennessee
$228K -$6.71K -170 -3%
TC
120
Trilogy Capital
California
$227K +$237K +6,008 New
AAS
121
Avantax Advisory Services
Texas
$227K -$14.8K -375 -6%
CI
122
CX Institutional
Indiana
$222K +$232K +5,868 New
BW
123
Bison Wealth
Georgia
$221K -$1.9K -48 -0.8%
TA
124
TFG Advisers
Michigan
$221K
PTC
125
Private Trust Company
Ohio
$218K +$8.22K +208 +4%

FXO Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2023, worth a combined $436M — down 11% from $492M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXO positions and 17 closed out — a net gain of 2 holders — while 42 added to existing stakes and 86 trimmed.

The largest buyer was Vestmark Advisory Solutions, opening a new position worth an estimated $4.03M. The largest seller was O'Dell Group, exiting entirely with an estimated $15M sold.

  • 178 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2023, up from 177 in Q2 2023.
  • Funds reported $436M of First Trust Financials AlphaDEX Fund stock for Q3 2023, down 11% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2023 and 17 closed out, a net change of +2 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2023 was Vestmark Advisory Solutions, an estimated $4.03M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2023 was O'Dell Group, an estimated $15M sold.

Based on aggregated 13F filings for Q3 2023.