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First Trust Financials AlphaDEX Fund

211 hedge funds and large institutions have $1.05B invested in First Trust Financials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 88 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

273% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 15

115% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 41

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

24% more capital invested

Capital invested by funds: $849M → $1.05B (+$206M)

22% more funds holding

Funds holding: 173211 (+38)

0.26% more ownership

Funds ownership: 62.87%63.13% (+0.26%)

Holders
211
Holders Change
+38
Holders Change %
+21.97%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.12%
New
56
Increased
88
Reduced
41
Closed
15
Calls
$444K
Puts
Net Calls
+$444K
Net Calls Change
+$444K
Name Holding Trade Value Shares
Change
Change in
Stake
WA
101
Win Advisors
Florida
$795K +$801K +17,171 New
Qube Research & Technologies (QRT)
102
Qube Research & Technologies (QRT)
United Kingdom
$795K +$802K +17,179 New
ACP
103
Aveo Capital Partners
Colorado
$791K +$2.61K +56 +0.3%
US Bancorp
104
US Bancorp
Minnesota
$776K +$482K +10,334 +161%
AAS
105
Ameritas Advisory Services
Nebraska
$749K +$755K +16,180 New
VBFG
106
Vishria Bird Financial Group
Tennessee
$712K -$4.99K -107 -0.7%
BRWA
107
B. Riley Wealth Advisors
Florida
$710K +$119K +2,553 +20%
SG
108
StoneX Group
New York
$707K +$4.48K +96 +0.6%
GTAM
109
Global Trust Asset Management
Florida
$676K +$1.96K +42 +0.3%
CCA
110
Clearwater Capital Advisors
Illinois
$674K -$11.3K -242 -2%
Cetera Investment Advisers
111
Cetera Investment Advisers
Illinois
$665K +$140 +3 +0%
BEI
112
Benjamin Edwards Inc
Missouri
$664K +$578K +12,381 +629%
KNW
113
Kesler Norman & Wride
Utah
$633K -$32K -685 -5%
WIA
114
World Investment Advisors
California
$617K +$373 +8 +0.1%
LFAS
115
Level Four Advisory Services
Texas
$617K +$103K +2,213 +20%
SI
116
Stephens Inc
Arkansas
$615K -$11.2K -241 -2%
CCB
117
Cutter & Co Brokerage
Missouri
$613K +$286K +6,124 +86%
GLA
118
Good Life Advisors
Pennsylvania
$587K +$5.79K +124 +1%
PNC Financial Services Group
119
PNC Financial Services Group
Pennsylvania
$585K +$20K +428 +4%
WP
120
WealthSource Partners
California
$583K +$127K +2,725 +28%
CWA
121
Capital Wealth Alliance
Arizona
$571K +$5.6K +120 +1%
RFWA
122
RPg Family Wealth Advisory
Massachusetts
$552K
AWA
123
Arkadios Wealth Advisors
Georgia
$503K +$124K +2,656 +32%
MA
124
Mutual Advisors
Nebraska
$496K +$9.47K +203 +2%
William Blair & Company
125
William Blair & Company
Illinois
$467K

FXO Hedge Fund Activity: Q4 2021 in Review

211 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2021, worth a combined $1.05B — up 24% from $849M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FXO positions and 15 closed out — a net gain of 41 holders — while 88 added to existing stakes and 41 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.9M. The largest seller was Wells Fargo, cutting an estimated $7.18M.

  • 211 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2021, up from 173 in Q3 2021.
  • Funds reported $1.05B of First Trust Financials AlphaDEX Fund stock for Q4 2021, up 24% quarter-over-quarter.
  • 56 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2021 and 15 closed out, a net change of +41 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $24.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.18M sold.

Based on aggregated 13F filings for Q4 2021.