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First Trust Financials AlphaDEX Fund

128 hedge funds and large institutions have $389M invested in First Trust Financials AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 37 increasing their positions, 38 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 10

56% more capital invested

Capital invested by funds: $250M → $389M (+$139M)

16% more funds holding

Funds holding: 110128 (+18)

5.92% more ownership

Funds ownership: 51.77%57.68% (+5.9%)

3% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 38

Holders
128
Holders Change
+18
Holders Change %
+16.36%
% of All Funds
2.27%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
30
Increased
37
Reduced
38
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCWM
101
Bartlett & Co Wealth Management
Ohio
$41.5K
BC
102
Bartlett & Co
Ohio
$41K
CIAS
103
Capital Investment Advisory Services
North Carolina
$41K +$765 +25 +2%
AA
104
Addison Advisors
Vermont
$40K +$36.1K +1,180 New
GRP
105
Global Retirement Partners
California
$35K -$1.35K -44 -4%
MA
106
MUFG Americas
New York
$34K
LWM
107
Liberty Wealth Management
California
$31K +$153 +5 +0.6%
Northwestern Mutual Wealth Management
108
Northwestern Mutual Wealth Management
Wisconsin
$30K -$27K -883 -50%
HPC
109
HM Payson & Co
Maine
$21K
SFS
110
Sowell Financial Services
Arkansas
$21K
HCP
111
Hexagon Capital Partners
Arkansas
$17K
AF
112
Allworth Financial
California
$15K
MA
113
MCF Advisors
Kentucky
$14K
AA
114
AlphaMark Advisors
Kentucky
$12K
LFG
115
Larson Financial Group
Missouri
$11K +$9.58K +313 New
WEC
116
Winslow Evans & Crocker
Massachusetts
$11K +$9.64K +315 New
JP Morgan Chase
117
JP Morgan Chase
New York
$10K
SPWG
118
Sage Private Wealth Group
Illinois
$7K +$5.94K +194 New
LGA
119
Lebenthal Global Advisors
New York
$6K +$6.12K +200 New
Fidelity Investments
120
Fidelity Investments
Massachusetts
$5K -$19.4K -635 -83%
HR
121
Howe & Rusling
New York
$4K -$19.7K -645 -84%
CAAS
122
Capital Asset Advisory Services
Michigan
$4K
William Blair & Company
123
William Blair & Company
Illinois
$4K
EAM
124
Eukles Asset Management
Ohio
$2K
KFI
125
Key Financial Inc
Pennsylvania
$2K +$1.62K +53 New

FXO Hedge Fund Activity: Q4 2020 in Review

128 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2020, worth a combined $389M — up 56% from $250M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FXO positions and 10 closed out — a net gain of 20 holders — while 37 added to existing stakes and 38 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $8.33M. The largest seller was Tower Research Capital (TRC), exiting entirely with an estimated $3.62M sold.

  • 128 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2020, up from 110 in Q3 2020.
  • Funds reported $389M of First Trust Financials AlphaDEX Fund stock for Q4 2020, up 56% quarter-over-quarter.
  • 30 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2020 and 10 closed out, a net change of +20 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2020 was Raymond James Financial Services Advisors, an estimated $8.33M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2020 was Tower Research Capital (TRC), an estimated $3.62M sold.

Based on aggregated 13F filings for Q4 2020.