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First Trust Financials AlphaDEX Fund

116 hedge funds and large institutions have $320M invested in First Trust Financials AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 24 increasing their positions, 55 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 56%56.65% (+0.64%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $326M → $320M (-$6.16M)

9% less funds holding

Funds holding: 128116 (-12)

41% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 27

56% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 55

Holders
116
Holders Change
-12
Holders Change %
-9.38%
% of All Funds
2.38%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
24
Reduced
55
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LWM
101
Liberty Wealth Management
California
$22K +$192 +8 +0.9%
Fidelity Investments
102
Fidelity Investments
Massachusetts
$20K -$14.6K -608 -44%
US Bancorp
103
US Bancorp
Minnesota
$18K +$9.55K +398 +128%
SNT
104
Security National Trust
West Virginia
$17K
SFS
105
Sowell Financial Services
Arkansas
$16K
FANJ
106
Financial Architects (New Jersey)
New Jersey
$14K
AF
107
Allworth Financial
California
$11K
AA
108
AlphaMark Advisors
Kentucky
$9K
HPC
109
HM Payson & Co
Maine
$9K +$8.28K +345 New
JP Morgan Chase
110
JP Morgan Chase
New York
$8K -$4.82K -201 -40%
FHA
111
Flagship Harbor Advisors
Massachusetts
$7K
BWL
112
Bogart Wealth LLC
Virginia
$3K -$9.6K -400 -80%
TFA
113
Transamerica Financial Advisors
Florida
$3K +$2.66K +111 New
EAM
114
Eukles Asset Management
Ohio
$1K
WT
115
Whittier Trust
California
$1K
WIM
116
Westside Investment Management
California
$18
RW
117
RVW Wealth
California
-$5.29M -249,993 Closed
BRWA
118
B. Riley Wealth Advisors
Florida
-$2.18M -103,078 Closed
RA
119
RFG Advisory
Alabama
-$1.57M -74,127 Closed
TSS
120
Two Sigma Securities
New York
-$789K -37,339 Closed
SL
121
Savior LLC
Massachusetts
-$721K -34,104 Closed
OL
122
Optas LLC
Texas
-$647K -30,561 Closed
AIFAIM
123
American Institute for Advanced Investment Management
Arizona
-$506K -23,925 Closed
TI
124
Trexquant Investment
Connecticut
-$439K -20,743 Closed
SF
125
Synovus Financial
Georgia
-$402K -19,142 Closed

FXO Hedge Fund Activity: Q2 2020 in Review

116 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2020, worth a combined $320M — down 1.9% from $326M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FXO and 16 opened new positions — a net loss of 11 holders — while 55 trimmed existing stakes and 24 added.

The largest buyer was Brinker Capital Investments, opening a new position worth an estimated $7.7M. The largest seller was UBS Group, cutting an estimated $15.2M.

  • 116 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2020, down from 128 in Q1 2020.
  • Funds reported $320M of First Trust Financials AlphaDEX Fund stock for Q2 2020, down 1.9% quarter-over-quarter.
  • 16 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2020 and 27 closed out, a net change of -11 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2020 was Brinker Capital Investments, an estimated $7.7M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2020 was UBS Group, an estimated $15.2M sold.

Based on aggregated 13F filings for Q2 2020.