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First Trust Financials AlphaDEX Fund

145 hedge funds and large institutions have $534M invested in First Trust Financials AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 53 increasing their positions, 51 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

28% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 18

4% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 51

2% more capital invested

Capital invested by funds: $524M → $534M (+$10.1M)

1% more funds holding

Funds holding: 144145 (+1)

0.31% less ownership

Funds ownership: 53.65%53.33% (-0.31%)

Holders
145
Holders Change
+1
Holders Change %
+0.69%
% of All Funds
3.15%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
23
Increased
53
Reduced
51
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
101
Cornerstone Wealth Management
Missouri
$213K -$1.98M -63,463 -90%
Comerica Bank
102
Comerica Bank
Texas
$211K -$136K -4,340 -40%
BRWA
103
B. Riley Wealth Advisors
Florida
$210K -$14.5K -463 -7%
GTAM
104
Global Trust Asset Management
Florida
$155K +$153K +4,900 New
APA
105
American Portfolios Advisors
New York
$140K +$52.6K +1,685 +61%
US Bancorp
106
US Bancorp
Minnesota
$134K
WAP
107
Wealthcare Advisory Partners
Pennsylvania
$117K +$112K +3,600 +3,600%
DWM
108
Doyle Wealth Management
Florida
$106K +$105K +3,361 New
William Blair & Company
109
William Blair & Company
Illinois
$102K +$101K +3,230 New
BWP
110
Baldwin Wealth Partners
Massachusetts
$98K
ASN
111
Advisory Services Network
Georgia
$86K +$33.5K +1,074 +66%
SPIA
112
Steward Partners Investment Advisory
New York
$78K +$77.9K +2,494 New
Northwestern Mutual Wealth Management
113
Northwestern Mutual Wealth Management
Wisconsin
$69K -$25.2K -806 -27%
HWA
114
Heritage Wealth Advisors
Virginia
$60.1K
RCG
115
Ruggie Capital Group
Florida
$54K -$814K -26,072 -94%
GWM
116
Geneos Wealth Management
Colorado
$54K +$62 +2 +0.1%
HR
117
Howe & Rusling
New York
$49K -$85.5K -2,740 -64%
RCAG
118
Rehmann Capital Advisory Group
Michigan
$48.3K +$31.1K +996 +188%
BWL
119
Bogart Wealth LLC
Virginia
$47K
Fidelity Investments
120
Fidelity Investments
Massachusetts
$46K -$48K -1,537 -51%
SL
121
Salomon & Ludwin
Virginia
$42K +$41.7K +1,335 New
BCWM
122
Bartlett & Co Wealth Management
Ohio
$38.3K
BC
123
Bartlett & Co
Ohio
$38K
CIAS
124
Capital Investment Advisory Services
North Carolina
$38K +$7.49K +240 +25%
VFA
125
Valeo Financial Advisors
Indiana
$32K +$31.2K +1,000 New

FXO Hedge Fund Activity: Q2 2019 in Review

145 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2019, worth a combined $534M — up 1.9% from $524M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXO positions and 18 closed out — a net gain of 5 holders — while 53 added to existing stakes and 51 trimmed.

The largest buyer was Navellier & Associates, opening a new position worth an estimated $12.2M. The largest seller was UBS Group, cutting an estimated $11.5M.

  • 145 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2019, up from 144 in Q1 2019.
  • Funds reported $534M of First Trust Financials AlphaDEX Fund stock for Q2 2019, up 1.9% quarter-over-quarter.
  • 23 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2019 and 18 closed out, a net change of +5 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2019 was Navellier & Associates, an estimated $12.2M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2019 was UBS Group, an estimated $11.5M sold.

Based on aggregated 13F filings for Q2 2019.