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First Trust Financials AlphaDEX Fund

142 hedge funds and large institutions have $654M invested in First Trust Financials AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 50 increasing their positions, 54 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

1% more funds holding

Funds holding: 140142 (+2)

4% less capital invested

Capital invested by funds: $683M → $654M (-$29.1M)

7% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 54

1.17% less ownership

Funds ownership: 56.59%55.41% (-1.2%)

Holders
142
Holders Change
+2
Holders Change %
+1.43%
% of All Funds
3.25%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
16
Increased
50
Reduced
54
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
101
AE Wealth Management
Kansas
$225K -$189 -6 -0.1%
SWM
102
SeaCrest Wealth Management
New York
$204K +$315 +10 +0.2%
M&T Bank
103
M&T Bank
New York
$201K -$2.11K -67 -1%
CF
104
Centaurus Financial
California
$198K +$199K +6,320 New
GWS
105
Glassman Wealth Services
Virginia
$197K +$198K +6,289 New
SPIA
106
Steward Partners Investment Advisory
New York
$132K +$48.9K +1,550 +58%
QCIG
107
Quad-Cities Investment Group
Iowa
$129K -$74.8K -2,373 -36%
FHA
108
Flagship Harbor Advisors
Massachusetts
$115K +$116K +3,675 New
BWP
109
Baldwin Wealth Partners
Massachusetts
$97K +$55.7K +1,768 +133%
AWA
110
Acorn Wealth Advisors
Michigan
$72K
WAP
111
Wealthcare Advisory Partners
Pennsylvania
$70K +$67.7K +2,146 +2,146%
Manulife (Manufacturers Life Insurance)
112
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$66K -$17.2K -545 -20%
ASN
113
Advisory Services Network
Georgia
$63K +$12.1K +385 +25%
APA
114
American Portfolios Advisors
New York
$61.9K
RCAG
115
Rehmann Capital Advisory Group
Michigan
$49.5K -$2.05K -65 -4%
GWM
116
Geneos Wealth Management
Colorado
$48K +$95 +3 +0.2%
BC
117
Bartlett & Co
Ohio
$38K
BCWM
118
Bartlett & Co Wealth Management
Ohio
$37.9K
HNB
119
Huntington National Bank
Ohio
$36K
NC
120
NewSquare Capital
Pennsylvania
$31K
TL
121
TrueWealth LLC
Georgia
$29K
MGIA
122
Moneta Group Investment Advisors
Missouri
$27K -$825K -26,181 -97%
WIM
123
Westside Investment Management
California
$22.9K
FANJ
124
Financial Architects (New Jersey)
New Jersey
$22K
AA
125
AlphaMark Advisors
Kentucky
$19K

FXO Hedge Fund Activity: Q2 2018 in Review

142 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2018, worth a combined $654M — down 4.3% from $683M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FXO positions and 13 closed out — a net gain of 3 holders — while 50 added to existing stakes and 54 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $8.24M. The largest seller was Morgan Stanley, cutting an estimated $14.8M.

  • 142 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2018, up from 140 in Q1 2018.
  • Funds reported $654M of First Trust Financials AlphaDEX Fund stock for Q2 2018, down 4.3% quarter-over-quarter.
  • 16 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2018 and 13 closed out, a net change of +3 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2018 was Raymond James Financial Services Advisors, an estimated $8.24M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2018 was Morgan Stanley, an estimated $14.8M sold.

Based on aggregated 13F filings for Q2 2018.