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First Trust Financials AlphaDEX Fund

178 hedge funds and large institutions have $436M invested in First Trust Financials AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 86 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 17

0.65% more ownership

Funds ownership: 57.1%57.74% (+0.65%)

1% more funds holding

Funds holding: 177178 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less capital invested

Capital invested by funds: $492M → $436M (-$56.2M)

51% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 86

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
2.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
42
Reduced
86
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPWM
76
Paragon Private Wealth Management
Kentucky
$532K -$233K -5,911 -30%
BRWA
77
B. Riley Wealth Advisors
Florida
$477K -$1.19M -30,176 -71%
IWC
78
Integrated Wealth Concepts
Massachusetts
$476K +$3.95K +100 +0.8%
MOS
79
MGO One Seven
Ohio
$472K -$351K -8,894 -42%
OC
80
Oppenheimer & Co
New York
$455K +$5.29K +134 +1%
GWSG
81
GPS Wealth Strategies Group
Colorado
$449K +$462K +11,691 +7,001%
SWP
82
Stratos Wealth Partners
Ohio
$440K -$181K -4,588 -28%
EH
83
Equitable Holdings
New York
$435K -$146K -3,690 -24%
SEP
84
Southland Equity Partners
Missouri
$435K
TA
85
TrueWealth Advisors
Alabama
$424K -$52.7K -1,333 -11%
William Blair & Company
86
William Blair & Company
Illinois
$412K
CCA
87
Clearwater Capital Advisors
Illinois
$407K -$46.3K -1,173 -10%
Baird Financial Group
88
Baird Financial Group
Wisconsin
$395K -$707K -17,888 -63%
CBFP
89
Cedar Brook Financial Partners
Ohio
$384K +$1.9K +48 +0.5%
RFWA
90
RPg Family Wealth Advisory
Massachusetts
$384K +$47.8K +1,211 +14%
ATC
91
Argent Trust Co
Tennessee
$378K
MCM
92
MAI Capital Management
Ohio
$378K -$52.5K -1,330 -12%
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$371K -$33.7K -854 -8%
KWM
94
Kingsview Wealth Management
Oregon
$363K -$7.9K -200 -2%
SI
95
Stephens Inc
Arkansas
$362K -$6.12K -155 -2%
OWA
96
Outlook Wealth Advisors
Texas
$360K +$7.82K +198 +2%
FFL
97
Financial Freedom LLC
Ohio
$359K +$2.09K +53 +0.6%
JWCA
98
J.W. Cole Advisors
Florida
$358K +$47.8K +1,211 +15%
WIA
99
World Investment Advisors
California
$357K +$276 +7 +0.1%
SWM
100
SeaCrest Wealth Management
New York
$345K -$25.2K -638 -7%

FXO Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2023, worth a combined $436M — down 11% from $492M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXO positions and 17 closed out — a net gain of 2 holders — while 42 added to existing stakes and 86 trimmed.

The largest buyer was Vestmark Advisory Solutions, opening a new position worth an estimated $4.03M. The largest seller was O'Dell Group, exiting entirely with an estimated $15M sold.

  • 178 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2023, up from 177 in Q2 2023.
  • Funds reported $436M of First Trust Financials AlphaDEX Fund stock for Q3 2023, down 11% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2023 and 17 closed out, a net change of +2 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2023 was Vestmark Advisory Solutions, an estimated $4.03M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2023 was O'Dell Group, an estimated $15M sold.

Based on aggregated 13F filings for Q3 2023.