We are live on ! Find out more
FXO icon

First Trust Financials AlphaDEX Fund

211 hedge funds and large institutions have $1.05B invested in First Trust Financials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 88 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

273% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 15

115% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 41

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

24% more capital invested

Capital invested by funds: $849M → $1.05B (+$206M)

22% more funds holding

Funds holding: 173211 (+38)

0.26% more ownership

Funds ownership: 62.87%63.13% (+0.26%)

Holders
211
Holders Change
+38
Holders Change %
+21.97%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.12%
New
56
Increased
88
Reduced
41
Closed
15
Calls
$444K
Puts
Net Calls
+$444K
Net Calls Change
+$444K
Name Holding Trade Value Shares
Change
Change in
Stake
PPWM
76
Paragon Private Wealth Management
Kentucky
$1.31M +$1.32M +28,299 New
SEP
77
Southland Equity Partners
Missouri
$1.31M +$25.3K +543 +2%
GIA
78
Gladstone Institutional Advisory
Florida
$1.3M +$1.31M +28,035 New
PAG
79
Private Advisor Group
New Jersey
$1.27M +$823K +17,630 +179%
SPWM
80
Schrum Private Wealth Management
Florida
$1.27M +$1.28M +27,365 New
PWA
81
PCG Wealth Advisors
Kansas
$1.25M +$1.26M +27,043 New
JCM
82
Jacobi Capital Management
Pennsylvania
$1.23M +$5.27K +113 +0.4%
National Bank of Canada
83
National Bank of Canada
Quebec, Canada
$1.22M +$1.23M +26,300 New
Jane Street
84
Jane Street
New York
$1.17M +$1.18M +25,306 New
AI
85
Atria Investments
North Carolina
$1.15M +$1.16M +24,917 New
CAC
86
Certified Advisory Corp
Florida
$1.15M +$3.08K +66 +0.3%
OWA
87
Outlook Wealth Advisors
Texas
$1.11M +$1.12M +23,900 New
UCFA
88
United Capital Financial Advisors
Texas
$1.1M -$138K -2,950 -11%
SAM
89
SignalPoint Asset Management
Missouri
$1.05M -$2.71K -58 -0.3%
Citadel Advisors
90
Citadel Advisors
Florida
$1.01M +$1.02M +21,829 New
WS
91
Wedbush Securities
California
$1.01M +$417K +8,940 +70%
CFGS
92
Concourse Financial Group Securities
Alabama
$991K +$75.5K +1,619 +8%
CWA
93
Choice Wealth Advisors
Maine
$976K +$984K +21,083 New
IWA
94
IBEX Wealth Advisors
New Jersey
$972K +$155K +3,320 +19%
TCWM
95
Total Clarity Wealth Management
Illinois
$962K +$248K +5,309 +34%
Renaissance Technologies
96
Renaissance Technologies
New York
$953K -$513K -11,000 -35%
NWMG
97
National Wealth Management Group
Ohio
$916K +$923K +19,782 New
HI
98
Harbour Investments
Wisconsin
$864K +$275K +5,903 +46%
FH
99
FWG Holdings
Florida
$860K +$233 +5 +0%
SAM
100
Secure Asset Management
Michigan
$815K +$822K +17,614 New

FXO Hedge Fund Activity: Q4 2021 in Review

211 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2021, worth a combined $1.05B — up 24% from $849M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FXO positions and 15 closed out — a net gain of 41 holders — while 88 added to existing stakes and 41 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.9M. The largest seller was Wells Fargo, cutting an estimated $7.18M.

  • 211 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2021, up from 173 in Q3 2021.
  • Funds reported $1.05B of First Trust Financials AlphaDEX Fund stock for Q4 2021, up 24% quarter-over-quarter.
  • 56 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2021 and 15 closed out, a net change of +41 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $24.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.18M sold.

Based on aggregated 13F filings for Q4 2021.