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First Trust Financials AlphaDEX Fund
FXO

128 hedge funds and large institutions have $389M invested in First Trust Financials AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 37 increasing their positions, 38 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 10

56% more capital invested

Capital invested by funds: $250M → $389M (+$139M)

16% more funds holding

Funds holding: 110 → 128 (+18)

5.92% more ownership

Funds ownership: 51.77% → 57.68% (+5.9%)

3% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 38

Holders
128
Holders Change
+18
Holders Change %
+16.36%
% of All Funds
2.27%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
30
Increased
37
Reduced
38
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
+$8.33M
2
BCI
Brinker Capital Investments
Pennsylvania
+$6.12M
3
NA
Navellier & Associates
Nevada
+$5.62M
4
FEG
Financial Enhancement Group
Indiana
+$5.5M
5
FEM
Fulcrum Equity Management
Texas
+$5.2M

Top Sellers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
-$3.62M
2
FTUS
Flow Traders U.S.
New York
-$3.13M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$925K
4
Osaic Holdings
Osaic Holdings
Arizona
-$851K
5
RJA
Raymond James & Associates
Florida
-$614K
Name Holding Trade Value Shares
Change 		Change in
Stake
ACP
76
Aveo Capital Partners
Colorado
$262K +$234K +7,657 New
RJT
77
Raymond James Trust
Florida
$251K +$224K +7,326 New
AIC
78
Ameritas Investment Company
Nebraska
$246K -$43.1K -1,407 -16%
AWA
79
Arkadios Wealth Advisors
Georgia
$235K +$11.4K +372 +6%
SWM
80
SeaCrest Wealth Management
New York
$222K +$198K +6,464 New
US Bancorp
81
US Bancorp
Minnesota
$221K +$176K +5,751 +811%
SIG
82
Sargent Investment Group
Maryland
$220K +$196K +6,410 New
BPA
83
Beacon Pointe Advisors
California
$212K +$189K +6,171 New
TA
84
TFG Advisers
Michigan
$211K +$188K +6,156 New
CFGS
85
Concourse Financial Group Securities
Alabama
$209K -$90.5K -2,958 -33%
RA
86
RFG Advisory
Alabama
$208K +$175K +5,707 New
FFC
87
First Financial Corp
Indiana
$199K – – –
DWP
88
Destiny Wealth Partners
Florida
$183K +$164K +5,348 New
SFPG
89
Stonebridge Financial Planning Group
Florida
$178K – – –
APA
90
American Portfolios Advisors
New York
$168K +$1.81K +59 +1%
FFA
91
Founders Financial Alliance
North Carolina
$158K -$47K -1,534 -25%
IA
92
IFP Advisors
Florida
$157K -$673 -22 -0.5%
MIM
93
MTM Investment Management
South Carolina
$153K +$137K +4,461 New
SPIA
94
Steward Partners Investment Advisory
New York
$144K +$53.9K +1,760 +72%
AP
95
Atwood & Palmer
Missouri
$105K – – –
GTAM
96
Global Trust Asset Management
Florida
$93K +$82.8K +2,704 New
MCC
97
Money Concepts Capital
Florida
$91K +$81.6K +2,667 New
Bank of Montreal
98
Bank of Montreal
Ontario, Canada
$86K – – –
BEI
99
Benjamin Edwards Inc
Missouri
$69K +$61.8K +2,019 New
ASN
100
Advisory Services Network
Georgia
$53K +$92 +3 +0.2%
2 3
4
5 6

FXO Hedge Fund Activity: Q4 2020 in Review

128 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2020, worth a combined $389M — up 56% from $250M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FXO positions and 10 closed out — a net gain of 20 holders — while 37 added to existing stakes and 38 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $8.33M. The largest seller was Tower Research Capital (TRC), exiting entirely with an estimated $3.62M sold.

  • 128 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2020, up from 110 in Q3 2020.
  • Funds reported $389M of First Trust Financials AlphaDEX Fund stock for Q4 2020, up 56% quarter-over-quarter.
  • 30 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2020 and 10 closed out, a net change of +20 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2020 was Raymond James Financial Services Advisors, an estimated $8.33M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2020 was Tower Research Capital (TRC), an estimated $3.62M sold.

Based on aggregated 13F filings for Q4 2020.