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First Trust Financials AlphaDEX Fund

144 hedge funds and large institutions have $524M invested in First Trust Financials AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 40 increasing their positions, 65 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $497M → $524M (+$27.7M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.75% less ownership

Funds ownership: 55.39%53.65% (-1.7%)

3% less funds holding

Funds holding: 149144 (-5)

14% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 21

38% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 65

Holders
144
Holders Change
-5
Holders Change %
-3.36%
% of All Funds
3.12%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
18
Increased
40
Reduced
65
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WI
76
Wintrust Investments
Illinois
$372K -$26.6K -890 -7%
CA
77
Cetera Advisors
Colorado
$360K -$24.9K -834 -7%
ACM
78
AlphaStar Capital Management
North Carolina
$347K -$949K -31,716 -72%
ONB
79
Old National Bancorp
Indiana
$341K -$24.7K -825 -7%
BPWA
80
Beacon Pointe Wealth Advisors
California
$341K +$808 +27 +0.2%
Comerica Bank
81
Comerica Bank
Texas
$340K
LA
82
LexAurum Advisors
Kansas
$333K +$239 +8 +0.1%
FTS
83
Fifth Third Securities
Ohio
$321K +$25.1K +840 +8%
FWM
84
Foresight Wealth Management
Utah
$317K -$51.6K -1,724 -14%
CFGS
85
Concourse Financial Group Securities
Alabama
$313K -$519K -17,355 -63%
WIA
86
World Investment Advisors
California
$312K +$8.97K +300 +3%
Carson Wealth (CWM LLC)
87
Carson Wealth (CWM LLC)
Nebraska
$297K -$514K -17,167 -72%
FFC
88
First Financial Corp
Indiana
$292K
LWAC
89
Laurel Wealth Advisors (California)
California
$290K +$748 +25 +0.3%
NNP
90
Nachman Norwood & Parrott
South Carolina
$263K +$14.7K +490 +6%
CBFP
91
Cedar Brook Financial Partners
Ohio
$246K +$244K +8,141 New
MAFM
92
Mid Atlantic Financial Management
Pennsylvania
$245K -$44.4K -1,485 -16%
Renaissance Technologies
93
Renaissance Technologies
New York
$230K -$368K -12,300 -62%
FAAS
94
First Allied Advisory Services
California
$221K -$127K -4,230 -37%
BRWA
95
B. Riley Wealth Advisors
Florida
$214K -$844K -28,206 -80%
FFN
96
Focus Financial Network
Minnesota
$213K +$211K +7,051 New
SWM
97
SeaCrest Wealth Management
New York
$212K +$15.4K +515 +8%
FHC
98
First Heartland Consultants
Missouri
$209K -$88.7K -2,966 -30%
MSAM
99
Moloney Securities Asset Management
Missouri
$205K +$203K +6,777 New
QCIG
100
Quad-Cities Investment Group
Iowa
$136K -$10K -335 -7%

FXO Hedge Fund Activity: Q1 2019 in Review

144 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q1 2019, worth a combined $524M — up 5.6% from $497M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of FXO and 18 opened new positions — a net loss of 3 holders — while 65 trimmed existing stakes and 40 added.

The largest buyer was Wells Fargo, adding an estimated $8.95M. The largest seller was FormulaFolio Investments, exiting entirely with an estimated $10.6M sold.

  • 144 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q1 2019, down from 149 in Q4 2018.
  • Funds reported $524M of First Trust Financials AlphaDEX Fund stock for Q1 2019, up 5.6% quarter-over-quarter.
  • 18 funds opened new First Trust Financials AlphaDEX Fund positions in Q1 2019 and 21 closed out, a net change of -3 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q1 2019 was Wells Fargo, an estimated $8.95M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q1 2019 was FormulaFolio Investments, an estimated $10.6M sold.

Based on aggregated 13F filings for Q1 2019.