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First Trust Financials AlphaDEX Fund

178 hedge funds and large institutions have $436M invested in First Trust Financials AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 86 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 17

0.65% more ownership

Funds ownership: 57.1%57.74% (+0.65%)

1% more funds holding

Funds holding: 177178 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less capital invested

Capital invested by funds: $492M → $436M (-$56.2M)

51% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 86

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
2.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
42
Reduced
86
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PFMU
51
Privium Fund Management (UK)
United Kingdom
$1.15M -$520K -13,160 -30%
WWMSC
52
Wagner Wealth Management (South Carolina)
South Carolina
$1.13M -$27.5K -695 -2%
DWP
53
Daymark Wealth Partners
Ohio
$1.07M -$5.33K -135 -0.5%
JCM
54
Jacobi Capital Management
Pennsylvania
$1.04M -$5.81K -147 -0.5%
SPIA
55
Steward Partners Investment Advisory
New York
$1.02M -$1.48M -37,581 -58%
KNW
56
Kesler Norman & Wride
Utah
$1.01M -$8.93K -226 -0.8%
SPWM
57
Schrum Private Wealth Management
Florida
$1.01M
HI
58
Harbour Investments
Wisconsin
$990K -$17.9K -454 -2%
GVAG
59
Great Valley Advisor Group
Delaware
$957K -$17.2K -436 -2%
IFG
60
Independent Financial Group
California
$945K -$832K -21,064 -46%
CAC
61
Certified Advisory Corp
Florida
$910K +$3.4K +86 +0.4%
FTUS
62
Flow Traders U.S.
New York
$887K +$111K +2,821 +14%
National Bank of Canada
63
National Bank of Canada
Quebec, Canada
$808K
Koshinski Asset Management
64
Koshinski Asset Management
Illinois
$804K -$50.8K -1,287 -6%
CCB
65
Cutter & Co Brokerage
Missouri
$803K +$43.7K +1,106 +5%
SAM
66
SignalPoint Asset Management
Missouri
$799K -$8.26K -209 -1%
SPC
67
Sigma Planning Corp
Michigan
$743K -$49K -1,240 -6%
BFEC
68
Benjamin F. Edwards & Company
Missouri
$682K +$5.33K +135 +0.8%
OIA
69
OneDigital Investment Advisors
Kansas
$674K -$35.1K -888 -5%
KPWS
70
Kestra Private Wealth Services
Texas
$632K -$40.6K -1,028 -6%
AAS
71
Ameritas Advisory Services
Nebraska
$617K +$109K +2,770 +20%
NS
72
NBC Securities
Alabama
$603K +$630K +15,953 New
Comerica Bank
73
Comerica Bank
Texas
$584K +$609K +15,429 New
HAG
74
HF Advisory Group
Maryland
$550K -$39.8K -1,008 -6%
VBFG
75
Vishria Bird Financial Group
Tennessee
$549K

FXO Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2023, worth a combined $436M — down 11% from $492M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXO positions and 17 closed out — a net gain of 2 holders — while 42 added to existing stakes and 86 trimmed.

The largest buyer was Vestmark Advisory Solutions, opening a new position worth an estimated $4.03M. The largest seller was O'Dell Group, exiting entirely with an estimated $15M sold.

  • 178 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2023, up from 177 in Q2 2023.
  • Funds reported $436M of First Trust Financials AlphaDEX Fund stock for Q3 2023, down 11% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2023 and 17 closed out, a net change of +2 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2023 was Vestmark Advisory Solutions, an estimated $4.03M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2023 was O'Dell Group, an estimated $15M sold.

Based on aggregated 13F filings for Q3 2023.