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First Trust Financials AlphaDEX Fund

177 hedge funds and large institutions have $492M invested in First Trust Financials AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 40 increasing their positions, 95 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.11% less ownership

Funds ownership: 62.21%57.1% (-5.1%)

15% less funds holding

Funds holding: 209177 (-32)

24% less call options, than puts

Call options by funds: $226K | Put options by funds: $298K

25% less capital invested

Capital invested by funds: $656M → $492M (-$164M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

58% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 95

73% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 41

Holders
177
Holders Change
-32
Holders Change %
-15.31%
% of All Funds
2.78%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
11
Increased
40
Reduced
95
Closed
41
Calls
$226K
Puts
$298K
Net Calls
-$72K
Net Calls Change
-$72K
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
51
Jane Street
New York
$1.22M +$478K +12,992 +67%
Millennium Management
52
Millennium Management
New York
$1.22M -$11.8M -319,300 -91%
DWMG
53
DB Wealth Management Group
California
$1.21M -$33K -897 -3%
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
$1.19M -$1.03M -27,989 -47%
WWMSC
55
Wagner Wealth Management (South Carolina)
South Carolina
$1.16M -$15.1K -409 -1%
DWP
56
Daymark Wealth Partners
Ohio
$1.07M -$26.8K -728 -2%
Baird Financial Group
57
Baird Financial Group
Wisconsin
$1.07M -$3.36M -91,397 -76%
BEI
58
Benjamin Edwards Inc
Missouri
$1.06M +$71.6K +1,946 +7%
JCM
59
Jacobi Capital Management
Pennsylvania
$1.04M +$40.5K +1,099 +4%
KNW
60
Kesler Norman & Wride
Utah
$1.02M -$8.61K -234 -0.9%
HI
61
Harbour Investments
Wisconsin
$1M +$87.9K +2,388 +10%
SPWM
62
Schrum Private Wealth Management
Florida
$1M
GVAG
63
Great Valley Advisor Group
Delaware
$969K -$1.84M -50,067 -66%
Goldman Sachs
64
Goldman Sachs
New York
$905K -$1.06M -28,716 -54%
CAC
65
Certified Advisory Corp
Florida
$903K -$33.4K -908 -4%
Koshinski Asset Management
66
Koshinski Asset Management
Illinois
$850K -$568K -15,432 -41%
National Bank of Canada
67
National Bank of Canada
Quebec, Canada
$821K -$39.6K -1,075 -5%
MOS
68
MGO One Seven
Ohio
$806K -$283K -7,684 -26%
SAM
69
SignalPoint Asset Management
Missouri
$804K -$147 -4 -0%
SPC
70
Sigma Planning Corp
Michigan
$788K -$9.72K -264 -1%
FTUS
71
Flow Traders U.S.
New York
$777K -$856K -23,251 -53%
Citadel Advisors
72
Citadel Advisors
Florida
$772K +$754K +20,481 New
CW
73
CreativeOne Wealth
Kansas
$760K +$44K +1,195 +6%
CCB
74
Cutter & Co Brokerage
Missouri
$759K +$31.2K +848 +4%
PPWM
75
Paragon Private Wealth Management
Kentucky
$753K -$146K -3,977 -17%

FXO Hedge Fund Activity: Q2 2023 in Review

177 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2023, worth a combined $492M — down 25% from $656M a quarter earlier.

Sellers outnumbered buyers: 41 funds closed out of FXO and 11 opened new positions — a net loss of 30 holders — while 95 trimmed existing stakes and 40 added.

The largest buyer was Coppell Advisory Solutions, adding an estimated $3.93M. The largest seller was Morgan Stanley, cutting an estimated $30.2M.

  • 177 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2023, down from 209 in Q1 2023.
  • Funds reported $492M of First Trust Financials AlphaDEX Fund stock for Q2 2023, down 25% quarter-over-quarter.
  • 11 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2023 and 41 closed out, a net change of -30 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2023 was Coppell Advisory Solutions, an estimated $3.93M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2023 was Morgan Stanley, an estimated $30.2M sold.

Based on aggregated 13F filings for Q2 2023.