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First Trust Financials AlphaDEX Fund

128 hedge funds and large institutions have $389M invested in First Trust Financials AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 37 increasing their positions, 38 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 10

56% more capital invested

Capital invested by funds: $250M → $389M (+$139M)

16% more funds holding

Funds holding: 110128 (+18)

5.92% more ownership

Funds ownership: 51.77%57.68% (+5.9%)

3% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 38

Holders
128
Holders Change
+18
Holders Change %
+16.36%
% of All Funds
2.27%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
30
Increased
37
Reduced
38
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KNW
51
Kesler Norman & Wride
Utah
$546K +$488K +15,939 New
SI
52
Stephens Inc
Arkansas
$486K -$271K -8,840 -38%
Cetera Investment Advisers
53
Cetera Investment Advisers
Illinois
$467K +$71.1K +2,323 +21%
HCIA
54
Hochman Cole Investment Advisors
Illinois
$463K -$38.5K -1,258 -9%
GWM
55
Geneos Wealth Management
Colorado
$458K +$27.9K +910 +9%
PAG
56
Private Advisor Group
New Jersey
$444K -$153K -5,008 -28%
CA
57
Cetera Advisors
Colorado
$431K +$384K +12,561 New
RFWA
58
RPg Family Wealth Advisory
Massachusetts
$419K
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$407K +$2.23K +73 +0.6%
Citadel Advisors
60
Citadel Advisors
Florida
$379K -$491K -16,043 -59%
WIA
61
World Investment Advisors
California
$379K +$49.9K +1,630 +20%
FHC
62
First Heartland Consultants
Missouri
$375K -$60.1K -1,963 -15%
OC
63
Oppenheimer & Co
New York
$333K -$235K -7,669 -44%
CAN
64
Cetera Advisor Networks
California
$327K -$20.8K -681 -7%
Citigroup
65
Citigroup
New York
$317K +$31.1K +1,016 +12%
DWMG
66
DB Wealth Management Group
California
$312K +$278K +9,088 New
CS
67
Credit Suisse
Switzerland
$306K -$27.5K -900 -9%
Carson Wealth (CWM LLC)
68
Carson Wealth (CWM LLC)
Nebraska
$297K
EH
69
Equitable Holdings
New York
$297K +$265K +8,671 New
CBFP
70
Cedar Brook Financial Partners
Ohio
$292K +$735 +24 +0.3%
LA
71
LexAurum Advisors
Kansas
$289K +$214 +7 +0.1%
Deutsche Bank
72
Deutsche Bank
Germany
$280K +$52.4K +1,712 +27%
LWM
73
Laidlaw Wealth Management
New York
$274K +$245K +8,000 New
FFN
74
Focus Financial Network
Minnesota
$273K
EP
75
Eudaimonia Partners
Tennessee
$271K -$1.68K -55 -0.7%

FXO Hedge Fund Activity: Q4 2020 in Review

128 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2020, worth a combined $389M — up 56% from $250M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FXO positions and 10 closed out — a net gain of 20 holders — while 37 added to existing stakes and 38 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $8.33M. The largest seller was Tower Research Capital (TRC), exiting entirely with an estimated $3.62M sold.

  • 128 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2020, up from 110 in Q3 2020.
  • Funds reported $389M of First Trust Financials AlphaDEX Fund stock for Q4 2020, up 56% quarter-over-quarter.
  • 30 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2020 and 10 closed out, a net change of +20 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2020 was Raymond James Financial Services Advisors, an estimated $8.33M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2020 was Tower Research Capital (TRC), an estimated $3.62M sold.

Based on aggregated 13F filings for Q4 2020.