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First Trust Financials AlphaDEX Fund

140 hedge funds and large institutions have $683M invested in First Trust Financials AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 55 increasing their positions, 42 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

77% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 13

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

31% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 42

6% more funds holding

Funds holding: 132140 (+8)

4% more capital invested

Capital invested by funds: $656M → $683M (+$27.9M)

0.04% more ownership

Funds ownership: 56.55%56.59% (+0.04%)

Holders
140
Holders Change
+8
Holders Change %
+6.06%
% of All Funds
3.21%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
23
Increased
55
Reduced
42
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
51
HL Financial Services
Kentucky
$1.23M -$608K -19,235 -33%
FAAS
52
First Allied Advisory Services
California
$1.21M +$557K +17,612 +82%
Susquehanna International Group
53
Susquehanna International Group
Pennsylvania
$1.21M +$1.23M +38,918 New
CAC
54
Certified Advisory Corp
Florida
$1.13M -$22.5K -712 -2%
SWP
55
Stratos Wealth Partners
Ohio
$1.03M +$739K +23,356 +235%
SPC
56
Sigma Planning Corp
Michigan
$962K +$22.2K +703 +2%
HGWM
57
Harvest Group Wealth Management
Massachusetts
$938K +$26.5K +837 +3%
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$927K -$112K -3,556 -11%
BCM
59
Breiter Capital Management
Florida
$897K +$914K +28,891 New
SWM
60
Sequoia Wealth Management
Illinois
$794K +$537K +16,988 +198%
SAM
61
SignalPoint Asset Management
Missouri
$782K -$4.11K -130 -0.5%
RIA
62
Regal Investment Advisors
Michigan
$765K +$72K +2,275 +10%
Citigroup
63
Citigroup
New York
$761K -$134K -4,248 -15%
DBRC
64
D.B. Root & Company
Pennsylvania
$761K -$15.1K -477 -2%
RFM
65
Royal Fund Management
Florida
$754K +$606K +19,171 +373%
JCM
66
Jacobi Capital Management
Pennsylvania
$721K +$13.8K +437 +2%
WWMSC
67
Wagner Wealth Management (South Carolina)
South Carolina
$715K +$66.4K +2,100 +10%
PSF
68
Pacific Sun Financial
California
$706K +$720K +22,750 New
FHC
69
First Heartland Consultants
Missouri
$672K -$1.04M -32,940 -60%
AW
70
ACG Wealth
Georgia
$672K +$150K +4,752 +28%
CA
71
Cetera Advisors
Colorado
$668K -$13.3K -421 -2%
PAG
72
Private Advisor Group
New Jersey
$579K -$57K -1,803 -9%
RCG
73
Ruggie Capital Group
Florida
$506K +$379K +11,992 +276%
FA
74
FDx Advisors
Illinois
$494K +$182K +5,767 +57%
LI
75
LVZ Inc
Michigan
$493K +$502K +15,871 New

FXO Hedge Fund Activity: Q1 2018 in Review

140 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q1 2018, worth a combined $683M — up 4.3% from $656M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXO positions and 13 closed out — a net gain of 10 holders — while 55 added to existing stakes and 42 trimmed.

The largest buyer was Wells Fargo, adding an estimated $15.9M. The largest seller was Ameriprise, cutting an estimated $19.8M.

  • 140 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q1 2018, up from 132 in Q4 2017.
  • Funds reported $683M of First Trust Financials AlphaDEX Fund stock for Q1 2018, up 4.3% quarter-over-quarter.
  • 23 funds opened new First Trust Financials AlphaDEX Fund positions in Q1 2018 and 13 closed out, a net change of +10 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q1 2018 was Wells Fargo, an estimated $15.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q1 2018 was Ameriprise, an estimated $19.8M sold.

Based on aggregated 13F filings for Q1 2018.