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First Trust Financials AlphaDEX Fund

86 hedge funds and large institutions have $920M invested in First Trust Financials AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 44 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 2

159% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 17

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

26% more capital invested

Capital invested by funds: $730M → $920M (+$190M)

15% more funds holding

Funds holding: 7586 (+11)

7.13% less ownership

Funds ownership: 77.33%70.2% (-7.1%)

Holders
86
Holders Change
+11
Holders Change %
+14.67%
% of All Funds
2.29%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
14
Increased
44
Reduced
17
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CA
51
Cetera Advisors
Colorado
$355K +$342K +15,132 New
BFEC
52
Benjamin F. Edwards & Company
Missouri
$336K +$43.3K +1,916 +15%
WS
53
Wedbush Securities
California
$322K +$58.7K +2,600 +23%
DWA
54
Dorsey Wright & Associates
California
$285K +$136 +6 +0%
Creative Planning
55
Creative Planning
Kansas
$279K +$268K +11,865 +8,789%
PAG
56
Private Advisor Group
New Jersey
$275K -$87.2K -3,861 -25%
First Trust Advisors
57
First Trust Advisors
Illinois
$253K -$1.02K -45 -0.4%
SI
58
Stephens Inc
Arkansas
$253K
M&T Bank
59
M&T Bank
New York
$248K +$11.4K +503 +5%
RFC
60
Regions Financial Corp
Alabama
$211K +$205K +9,055 New
FFC
61
First Financial Corp
Indiana
$196K +$20.1K +890 +12%
SFWA
62
Summit Financial Wealth Advisors
Louisiana
$191K +$185K +8,200 New
WA
63
WFG Advisors
Texas
$187K -$273K -12,088 -60%
WEC
64
Winslow Evans & Crocker
Massachusetts
$154K +$6.69K +296 +5%
Citigroup
65
Citigroup
New York
$132K
NFG
66
Next Financial Group
Texas
$109K +$56K +2,480 +112%
LTFS
67
Ladenburg Thalmann Financial Services
Florida
$101K +$63.4K +2,806 +181%
Thrivent Financial for Lutherans
68
Thrivent Financial for Lutherans
Minnesota
$88K -$9.04K -400 -10%
MFS
69
MSI Financial Services
Massachusetts
$84K +$5.65K +250 +7%
US Bancorp
70
US Bancorp
Minnesota
$78K +$14.4K +636 +23%
NPC
71
National Planning Corporation
California
$70.8K +$70.2K +3,106 New
FAM
72
Formidable Asset Management
Ohio
$44K
GI
73
Gradient Investments
Minnesota
$35K
BC
74
Bartlett & Co
Ohio
$28K
PNC Financial Services Group
75
PNC Financial Services Group
Pennsylvania
$27K

FXO Hedge Fund Activity: Q4 2014 in Review

86 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2014, worth a combined $920M — up 26% from $730M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FXO positions and 2 closed out — a net gain of 12 holders — while 44 added to existing stakes and 17 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $67.8M. The largest seller was Royal Bank of Canada, cutting an estimated $2.22M.

  • 86 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2014, up from 75 in Q3 2014.
  • Funds reported $920M of First Trust Financials AlphaDEX Fund stock for Q4 2014, up 26% quarter-over-quarter.
  • 14 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2014 and 2 closed out, a net change of +12 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2014 was F-Squared Investment Management, an estimated $67.8M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2014 was Royal Bank of Canada, an estimated $2.22M sold.

Based on aggregated 13F filings for Q4 2014.