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First Trust Financials AlphaDEX Fund

199 hedge funds and large institutions have $999M invested in First Trust Financials AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 81 increasing their positions, 69 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 69

2.08% more ownership

Funds ownership: 63.13%65.2% (+2.1%)

5% less capital invested

Capital invested by funds: $1.05B → $999M (-$55.5M)

6% less funds holding

Funds holding: 211199 (-12)

32% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 28

63% less funds holding in top 10

Funds holding in top 10: 83 (-5)

Holders
199
Holders Change
-12
Holders Change %
-5.69%
% of All Funds
3.14%
Holding in Top 10
3
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-62.5%
% of All Funds
0.05%
New
19
Increased
81
Reduced
69
Closed
28
Calls
$459K
Puts
Net Calls
+$459K
Net Calls Change
+$15K
Name Holding Trade Value Shares
Change
Change in
Stake
FEG
26
Financial Enhancement Group
Indiana
$4.83M +$2.1M +45,556 +76%
MML Investors Services
27
MML Investors Services
Massachusetts
$4.82M -$1.67M -36,146 -26%
GCA
28
Genesee Capital Advisors
New York
$4.74M +$203K +4,413 +4%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$4.7M -$2.07M -44,893 -30%
HighTower Advisors
30
HighTower Advisors
Illinois
$4.5M -$328K -7,110 -7%
SL
31
Savior LLC
Massachusetts
$4.32M +$31.9K +693 +0.8%
CAN
32
Cetera Advisor Networks
California
$4.22M +$1.44M +31,128 +51%
MIAN
33
Mariner Independent Advisor Network
Kansas
$4.19M +$546K +11,846 +15%
ODFS
34
O'Donnell Financial Services
California
$4.14M +$1.85M +40,151 +80%
DADC
35
D.A. Davidson & Co
Montana
$3.7M -$11.9M -257,676 -76%
TA
36
TrueWealth Advisors
Alabama
$3.68M
CA
37
Crumly & Associates
Illinois
$3.67M -$7.09M -153,696 -66%
OC
38
Oppenheimer & Co
New York
$3.49M +$558K +12,101 +19%
WWMSC
39
Wagner Wealth Management (South Carolina)
South Carolina
$3.45M +$1.83M +39,672 +112%
CA
40
Cetera Advisors
Colorado
$3.43M +$126K +2,736 +4%
GVAG
41
Great Valley Advisor Group
Delaware
$3.42M +$932K +20,212 +37%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$3.41M +$293K +6,353 +9%
HFP
43
Holistic Financial Partners
Indiana
$3.22M -$370K -8,022 -10%
IWA
44
IBEX Wealth Advisors
New Jersey
$2.99M +$2.03M +44,058 +210%
FAM
45
Flaharty Asset Management
Florida
$2.92M +$749K +16,251 +34%
KCFA
46
Key Client Fiduciary Advisors
New Jersey
$2.6M -$92K -1,996 -3%
CA
47
CoreCap Advisors
Michigan
$2.4M -$1.57M -34,112 -40%
CWM
48
Cornerstone Wealth Management
Missouri
$2.38M -$52.3K -1,134 -2%
DWMG
49
DB Wealth Management Group
California
$2.34M +$64K +1,389 +3%
CWM
50
Concentrum Wealth Management
California
$2.3M +$32.3K +700 +1%

FXO Hedge Fund Activity: Q1 2022 in Review

199 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q1 2022, worth a combined $999M — down 5.3% from $1.05B a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of FXO and 19 opened new positions — a net loss of 9 holders — while 69 trimmed existing stakes and 81 added.

The largest buyer was UBS Group, adding an estimated $22M. The largest seller was Clear Creek Financial Management, exiting entirely with an estimated $14.6M sold.

  • 199 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q1 2022, down from 211 in Q4 2021.
  • Funds reported $999M of First Trust Financials AlphaDEX Fund stock for Q1 2022, down 5.3% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q1 2022 and 28 closed out, a net change of -9 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q1 2022 was UBS Group, an estimated $22M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q1 2022 was Clear Creek Financial Management, an estimated $14.6M sold.

Based on aggregated 13F filings for Q1 2022.