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First Trust Financials AlphaDEX Fund

211 hedge funds and large institutions have $1.05B invested in First Trust Financials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 88 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

273% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 15

115% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 41

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

24% more capital invested

Capital invested by funds: $849M → $1.05B (+$206M)

22% more funds holding

Funds holding: 173211 (+38)

0.26% more ownership

Funds ownership: 62.87%63.13% (+0.26%)

Holders
211
Holders Change
+38
Holders Change %
+21.97%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.12%
New
56
Increased
88
Reduced
41
Closed
15
Calls
$444K
Puts
Net Calls
+$444K
Net Calls Change
+$444K
Name Holding Trade Value Shares
Change
Change in
Stake
SW
26
Signify Wealth
Missouri
$6.56M +$6.61M +141,733 New
MML Investors Services
27
MML Investors Services
Massachusetts
$6.53M +$513K +11,004 +8%
PFS
28
Prospera Financial Services
Texas
$6.52M +$99.3K +2,129 +2%
VCM
29
Virtue Capital Management
Tennessee
$6.28M +$395K +8,466 +7%
NA
30
Navellier & Associates
Nevada
$5.79M -$1.77M -38,007 -23%
FEM
31
Fulcrum Equity Management
Texas
$4.92M -$467K -10,008 -9%
HighTower Advisors
32
HighTower Advisors
Illinois
$4.86M +$377K +8,081 +8%
SPC
33
Sigma Planning Corp
Michigan
$4.61M +$83.3K +1,785 +2%
GCA
34
Genesee Capital Advisors
New York
$4.57M +$12.8K +274 +0.3%
MCM
35
MAI Capital Management
Ohio
$4.3M +$4.34M +92,954 New
SL
36
Savior LLC
Massachusetts
$4.26M +$65K +1,392 +2%
CA
37
CoreCap Advisors
Michigan
$3.99M +$4.03M +86,282 New
Goldman Sachs
38
Goldman Sachs
New York
$3.91M -$519K -11,122 -12%
MIAN
39
Mariner Independent Advisor Network
Kansas
$3.7M -$696K -14,910 -16%
TA
40
TrueWealth Advisors
Alabama
$3.68M +$347K +7,431 +10%
HFP
41
Holistic Financial Partners
Indiana
$3.61M +$3.27M +70,071 +874%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$3.54M +$3.57M +76,589 New
BAM
43
Bellevue Asset Management
Washington
$3.35M +$55.9K +1,198 +2%
CA
44
Cetera Advisors
Colorado
$3.33M +$129K +2,764 +4%
BFEC
45
Benjamin F. Edwards & Company
Missouri
$3.14M +$18.2K +390 +0.6%
OC
46
Oppenheimer & Co
New York
$2.95M -$64.3K -1,379 -2%
CAN
47
Cetera Advisor Networks
California
$2.81M +$1.23M +26,417 +77%
MOS
48
MGO One Seven
Ohio
$2.79M +$36.1K +774 +1%
FEG
49
Financial Enhancement Group
Indiana
$2.76M +$260K +5,575 +10%
KCFA
50
Key Client Fiduciary Advisors
New Jersey
$2.72M +$2.74M +58,732 New

FXO Hedge Fund Activity: Q4 2021 in Review

211 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2021, worth a combined $1.05B — up 24% from $849M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FXO positions and 15 closed out — a net gain of 41 holders — while 88 added to existing stakes and 41 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.9M. The largest seller was Wells Fargo, cutting an estimated $7.18M.

  • 211 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2021, up from 173 in Q3 2021.
  • Funds reported $1.05B of First Trust Financials AlphaDEX Fund stock for Q4 2021, up 24% quarter-over-quarter.
  • 56 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2021 and 15 closed out, a net change of +41 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $24.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.18M sold.

Based on aggregated 13F filings for Q4 2021.