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First Trust Financials AlphaDEX Fund
FXO

117 hedge funds and large institutions have $651M invested in First Trust Financials AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 48 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 10

13% more funds holding

Funds holding: 104 → 117 (+13)

7% more capital invested

Capital invested by funds: $610M → $651M (+$40.6M)

2.56% less ownership

Funds ownership: 63.31% → 60.75% (-2.6%)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

23% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 48

Holders
117
Holders Change
+13
Holders Change %
+12.5%
% of All Funds
2.91%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.12%
New
24
Increased
37
Reduced
48
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$12.2M
2
Ameriprise
Ameriprise
Minnesota
+$10.2M
3
RJA
Raymond James & Associates
Florida
+$7.61M
4
AG
Advisor Group
Arizona
+$7.12M
5
HighTower Advisors
HighTower Advisors
Illinois
+$4.68M

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$11.9M
2
Wells Fargo
Wells Fargo
California
-$5.79M
3
SAM
SignalPoint Asset Management
Missouri
-$3.16M
4
IUHSA
Itau Unibanco Holding S.A.
Brazil
-$2.87M
5
PFA
Pinnacle Family Advisors
Missouri
-$2.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
IH
26
IFC Holdings
Florida
$3.56M +$1.57M +56,525 +79%
BFEC
27
Benjamin F. Edwards & Company
Missouri
$3.48M +$2.22M +79,706 +174%
SAM
28
SignalPoint Asset Management
Missouri
$3.42M -$3.16M -113,581 -48%
FHC
29
First Heartland Consultants
Missouri
$2.96M +$1.33M +47,846 +81%
BFA
30
Beaumont Financial Advisors
Massachusetts
$2.65M -$1.47M -53,017 -36%
HR
31
Howe & Rusling
New York
$2.59M -$6.2K -223 -0.2%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$2.21M +$2.22M +79,842 New
HFS
33
HL Financial Services
Kentucky
$2.06M -$79.3K -2,855 -4%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$2.06M -$301K -10,834 -13%
BTS
35
BB&T Securities
Virginia
$2.02M +$757K +27,240 +60%
BCM
36
Barometer Capital Management
Ontario, Canada
$1.94M -$987K -35,500 -34%
BRWA
37
B. Riley Wealth Advisors
Florida
$1.83M -$46K -1,656 -2%
DADC
38
D.A. Davidson & Co
Montana
$1.8M -$33.6K -1,210 -2%
IAS
39
IMA Advisory Services
Colorado
$1.66M -$609K -21,910 -27%
IA
40
IFP Advisors
Florida
$1.48M +$727K +26,154 +96%
LFAS
41
Level Four Advisory Services
Texas
$1.44M +$180K +6,472 +14%
OC
42
Oppenheimer & Co
New York
$1.25M -$66.2K -2,383 -5%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$1.24M +$512K +18,426 +69%
CAN
44
Cetera Advisor Networks
California
$1.17M +$18.1K +653 +2%
NPC
45
National Planning Corporation
California
$1.13M -$932K -33,522 -45%
PAG
46
Private Advisor Group
New Jersey
$1.09M +$98.2K +3,535 +10%
PFS
47
Prospera Financial Services
Texas
$1.05M +$379K +13,653 +56%
WI
48
Wintrust Investments
Illinois
$1.03M -$49K -1,762 -5%
ONB
49
Old National Bancorp
Indiana
$980K -$14.1K -507 -1%
Baird Financial Group
50
Baird Financial Group
Wisconsin
$967K +$27.3K +981 +3%
1
2
3 4 5

FXO Hedge Fund Activity: Q1 2017 in Review

117 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q1 2017, worth a combined $651M — up 6.7% from $610M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXO positions and 10 closed out — a net gain of 14 holders — while 37 added to existing stakes and 48 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $12.2M. The largest seller was Credit Suisse, exiting entirely with an estimated $11.9M sold.

  • 117 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q1 2017, up from 104 in Q4 2016.
  • Funds reported $651M of First Trust Financials AlphaDEX Fund stock for Q1 2017, up 6.7% quarter-over-quarter.
  • 24 funds opened new First Trust Financials AlphaDEX Fund positions in Q1 2017 and 10 closed out, a net change of +14 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q1 2017 was Morgan Stanley, an estimated $12.2M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q1 2017 was Credit Suisse, an estimated $11.9M sold.

Based on aggregated 13F filings for Q1 2017.