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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WEC
51
Winslow Evans & Crocker
Massachusetts
$12.6K -$95.2K -4,198 -87%
Thrivent Financial for Lutherans
52
Thrivent Financial for Lutherans
Minnesota
$10K – – –
FHA
53
First Horizon Advisors
Tennessee
$7K -$6.84M -301,584 -100%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$6K +$6.26K +276 New
CTC
55
Central Trust Company
Missouri
$5K +$5.67K +250 New
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$2K – – –
Citigroup
57
Citigroup
New York
$1K -$81.3K -3,583 -98%
BWA
58
Burt Wealth Advisors
Maryland
$1K – – –
HR
59
Howe & Rusling
New York
$1K – – –
SAM
60
Shamrock Asset Management
Texas
– -$25.3M -977,316 Closed
HA
61
Hays Advisory
Tennessee
– -$19.5M -754,184 Closed
SG Americas Securities
62
SG Americas Securities
New York
– -$6.06M -234,313 Closed
WA
63
WESPAC Advisors
California
– -$2.45M -94,847 Closed
VF
64
Virtu Financial
New York
– -$1.87M -72,332 Closed
FHC
65
First Heartland Consultants
Missouri
– -$1.48M -57,183 Closed
JG
66
Jefferies Group
New York
– -$809K -31,300 Closed
VAM
67
Visionary Asset Management
Texas
– -$753K -29,121 Closed
SI
68
Stephens Inc
Arkansas
– -$647K -25,013 Closed
FSIM
69
F-Squared Investment Management
Massachusetts
– -$476K -18,401 Closed
CS
70
Comerica Securities
Michigan
– -$453K -17,543 Closed
CAN
71
Cetera Advisor Networks
California
– -$369K -14,248 Closed
ICOA
72
Investment Centers of America
North Dakota
– -$337K -12,991 Closed
IH
73
IFC Holdings
Florida
– -$292K -11,272 Closed
PFS
74
Prospera Financial Services
Texas
– -$283K -10,956 Closed
Millennium Management
75
Millennium Management
New York
– -$240K -9,302 Closed