Bank of Montreal’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Bank of Montreal’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-600	Closed	-$10K	–	4047
2016 Q4	$10K	Buy	+600	New	+$9.43K	﹤0.01%	3600
2015 Q3	–	Sell	-2,076	Closed	-$41K	–	4045
2015 Q2	$41K	Buy	+2,076	New	+$45.4K	﹤0.01%	3071
2015 Q1	–	Sell	-100	Closed	-$2K	–	4052
2014 Q4	$2K	Hold	100	–	–	﹤0.01%	3830
2014 Q3	$3K	Buy	+100	New	+$2.81K	﹤0.01%	3859

Other funds holding FXN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Bank of Montreal's FXN Position: Q1 2017 in Review

Bank of Montreal sold out of First Trust Energy AlphaDEX Fund (FXN) in Q1 2017, closing a stake of 600 shares — an estimated $10K sold.

Bank of Montreal first reported a position in FXN in Q3 2014 and held it in 4 quarters. The position peaked at $41K in Q2 2015. 101 funds tracked by Wall St. Rank hold FXN as of Q1 2017.

Bank of Montreal reported no remaining First Trust Energy AlphaDEX Fund position as of Q1 2017 after selling out during the quarter.
Bank of Montreal sold 600 First Trust Energy AlphaDEX Fund shares in Q1 2017, an estimated $10K.
Bank of Montreal first reported a position in First Trust Energy AlphaDEX Fund in Q3 2014 and held it in 4 quarters.
Bank of Montreal's First Trust Energy AlphaDEX Fund position peaked at $41K in Q2 2015.
101 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q1 2017.

Based on Bank of Montreal's 13F filing for Q1 2017, filed 11 Apr 2017.