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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$2.14M +$2.25M +142,033 New
TSS
27
Two Sigma Securities
New York
$2.06M +$2.16M +136,843 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$1.89M -$415K -26,262 -18%
Goldman Sachs
29
Goldman Sachs
New York
$1.88M +$435K +27,482 +28%
VKH
30
Virtu KCG Holdings
New York
$1.78M +$954K +60,328 +104%
VF
31
Virtu Financial
New York
$1.75M +$1.22M +77,334 +198%
GFPC
32
Global Financial Private Capital
Florida
$1.17M +$1.23M +77,476 New
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$1.11M -$43.1K -2,725 -4%
RIA
34
Regal Investment Advisors
Michigan
$1.01M +$22.7K +1,433 +2%
SG Americas Securities
35
SG Americas Securities
New York
$965K +$271K +17,138 +37%
LFAS
36
Level Four Advisory Services
Texas
$949K +$143K +9,034 +17%
WI
37
Wintrust Investments
Illinois
$861K +$79.5K +5,028 +10%
IH
38
IFC Holdings
Florida
$833K -$593K -37,475 -40%
HCIA
39
Hochman Cole Investment Advisors
Illinois
$759K -$136K -8,617 -15%
OC
40
Oppenheimer & Co
New York
$741K +$45.4K +2,869 +6%
BTS
41
BB&T Securities
Virginia
$710K -$2.49M -157,222 -77%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$624K -$214K -13,532 -25%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$559K -$85.6K -5,415 -13%
PAG
44
Private Advisor Group
New Jersey
$519K -$588K -37,213 -52%
RPG
45
Risk Paradigm Group
Texas
$470K -$147K -9,272 -23%
BRWA
46
B. Riley Wealth Advisors
Florida
$443K -$8.84K -559 -2%
WA
47
WFG Advisors
Texas
$424K +$59K +3,731 +15%
Wolverine Trading
48
Wolverine Trading
Illinois
$413K +$436K +27,598 New
UCFA
49
United Capital Financial Advisors
Texas
$383K -$697K -44,068 -63%
JP Morgan Chase
50
JP Morgan Chase
New York
$352K -$1.09M -69,182 -75%