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First Trust Technology AlphaDEX Fund

185 hedge funds and large institutions have $1.16B invested in First Trust Technology AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 51 increasing their positions, 91 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.72% less ownership

Funds ownership: 74.27%71.55% (-2.7%)

8% less funds holding

Funds holding: 202185 (-17)

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

35% less capital invested

Capital invested by funds: $1.79B → $1.16B (-$629M)

37% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 35

44% less repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 91

Holders
185
Holders Change
-17
Holders Change %
-8.42%
% of All Funds
4.08%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.15%
New
22
Increased
51
Reduced
91
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MIAN
76
Mariner Independent Advisor Network
Kansas
$725K -$598K -8,602 -41%
FAM
77
Flaharty Asset Management
Florida
$705K
1W
78
1776 Wealth
Georgia
$702K +$391K +5,624 +111%
CS
79
Credit Suisse
Switzerland
$678K +$195K +2,805 +33%
BRWM
80
B. Riley Wealth Management
Tennessee
$665K -$994K -14,300 -56%
CAPTRUST Financial Advisors
81
CAPTRUST Financial Advisors
North Carolina
$659K +$2.43K +35 +0.3%
KWM
82
Kingsview Wealth Management
Oregon
$622K -$50.4K -725 -6%
CFD
83
Creative Financial Designs
Indiana
$618K +$68.4K +984 +10%
TA
84
TFG Advisers
Michigan
$605K -$6.81K -98 -1%
Citigroup
85
Citigroup
New York
$592K -$90.1K -1,296 -12%
Goldman Sachs
86
Goldman Sachs
New York
$581K +$680K +9,784 New
CAN
87
Claraphi Advisory Network
United States
$564K -$101K -1,447 -13%
PNC Financial Services Group
88
PNC Financial Services Group
Pennsylvania
$561K +$124K +1,785 +23%
AAP
89
Arax Advisory Partners
Colorado
$552K -$62.8K -904 -9%
ATPW
90
Ashton Thomas Private Wealth
Arizona
$546K +$7.09K +102 +1%
APA
91
American Portfolios Advisors
New York
$518K -$32.3K -464 -5%
SW
92
SkyOak Wealth
Michigan
$515K -$24K -345 -4%
CWM
93
Cornerstone Wealth Management
Missouri
$507K +$25.4K +365 +4%
QCIG
94
Quad-Cities Investment Group
Iowa
$503K -$10.4K -149 -2%
KF
95
Krilogy Financial
Missouri
$499K +$139 +2 +0%
SIG
96
Sargent Investment Group
Maryland
$477K -$61.5K -885 -10%
WCFA
97
Walkner Condon Financial Advisors
Wisconsin
$467K +$15.4K +222 +3%
RA
98
RFG Advisory
Alabama
$463K -$119K -1,713 -18%
WA
99
Wealth Advisors
California
$450K +$479K +6,890 New
MA
100
Mutual Advisors
Nebraska
$439K +$64K +920 +14%

FXL Hedge Fund Activity: Q1 2020 in Review

185 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Technology AlphaDEX Fund (FXL) for Q1 2020, worth a combined $1.16B — down 35% from $1.79B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of FXL and 22 opened new positions — a net loss of 13 holders — while 91 trimmed existing stakes and 51 added.

The largest buyer was Susquehanna International Group, adding an estimated $14.5M. The largest seller was First Trust Advisors, cutting an estimated $177M.

  • 185 institutional investors held First Trust Technology AlphaDEX Fund (FXL) as of Q1 2020, down from 202 in Q4 2019.
  • Funds reported $1.16B of First Trust Technology AlphaDEX Fund stock for Q1 2020, down 35% quarter-over-quarter.
  • 22 funds opened new First Trust Technology AlphaDEX Fund positions in Q1 2020 and 35 closed out, a net change of -13 holders.
  • The largest First Trust Technology AlphaDEX Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $14.5M added.
  • The largest First Trust Technology AlphaDEX Fund seller in Q1 2020 was First Trust Advisors, an estimated $177M sold.

Based on aggregated 13F filings for Q1 2020.