Mariner Independent Advisor Network’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Mariner Independent Advisor Network’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-12,582	Closed	-$725K	–	334
2020 Q1	$725K	Sell	12,582 -8,602	-41%	-$598K	0.07%	246
2019 Q4	$1.54M	Sell	21,184 -673	-3%	-$46.2K	0.11%	202
2019 Q3	$1.41M	Buy	21,857 +220	+1%	+$14.8K	0.11%	206
2019 Q2	$1.46M	Buy	21,637 +6,951	+47%	+$455K	0.11%	198
2019 Q1	$950K	Sell	14,686 -1,769	-11%	-$107K	0.08%	236
2018 Q4	$891K	Buy	+16,455	New	+$912K	0.08%	239
2018 Q2	–	Sell	-10,162	Closed	-$559K	–	209
2018 Q1	$559K	Buy	+10,162	New	+$564K	0.03%	279
2017 Q4	–	Sell	-54,235	Closed	-$2.6M	–	288
2017 Q3	$2.6M	Sell	54,235 -1,807	-3%	-$82.7K	0.42%	60
2017 Q2	$2.44M	Buy	+56,042	New	+$2.44M	0.35%	81

Other funds holding FXL

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Mariner Independent Advisor Network's FXL Position: Q2 2020 in Review

Mariner Independent Advisor Network sold out of First Trust Technology AlphaDEX Fund (FXL) in Q2 2020, closing a stake of 12,582 shares — an estimated $725K sold.

Mariner Independent Advisor Network first reported a position in FXL in Q2 2017 and held it in 9 quarters. The position peaked at $2.6M in Q3 2017. 181 funds tracked by Wall St. Rank hold FXL as of Q2 2020.

Mariner Independent Advisor Network reported no remaining First Trust Technology AlphaDEX Fund position as of Q2 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 12,582 First Trust Technology AlphaDEX Fund shares in Q2 2020, an estimated $725K.
Mariner Independent Advisor Network first reported a position in First Trust Technology AlphaDEX Fund in Q2 2017 and held it in 9 quarters.
Mariner Independent Advisor Network's First Trust Technology AlphaDEX Fund position peaked at $2.6M in Q3 2017.
181 funds tracked by Wall St. Rank held First Trust Technology AlphaDEX Fund as of Q2 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q2 2020, filed 3 Aug 2020.