Mariner Independent Advisor Network’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

Mariner Independent Advisor Network’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-12,582	Closed	-$725K	–	334
2020 Q1	$725K	Sell	12,582 -8,602	-41%	-$598K	0.07%	246
2019 Q4	$1.54M	Sell	21,184 -673	-3%	-$46.2K	0.11%	202
2019 Q3	$1.41M	Buy	21,857 +220	+1%	+$14.8K	0.11%	206
2019 Q2	$1.46M	Buy	21,637 +6,951	+47%	+$455K	0.11%	198
2019 Q1	$950K	Sell	14,686 -1,769	-11%	-$107K	0.08%	236
2018 Q4	$891K	Buy	+16,455	New	+$912K	0.08%	239
2018 Q2	–	Sell	-10,162	Closed	-$559K	–	209
2018 Q1	$559K	Buy	+10,162	New	+$564K	0.03%	279
2017 Q4	–	Sell	-54,235	Closed	-$2.6M	–	288
2017 Q3	$2.6M	Sell	54,235 -1,807	-3%	-$82.7K	0.42%	60
2017 Q2	$2.44M	Buy	+56,042	New	+$2.44M	0.35%	81

Other funds holding FXL

First Trust Advisors

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return