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First Trust Technology AlphaDEX Fund

105 hedge funds and large institutions have $361M invested in First Trust Technology AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 39 increasing their positions, 41 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

0% more funds holding

Funds holding: 105105 (0)

5% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 41

4.37% less ownership

Funds ownership: 59.05%54.68% (-4.4%)

9% less capital invested

Capital invested by funds: $399M → $361M (-$37.4M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
105
Holders Change
Holders Change %
0%
% of All Funds
2.62%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
11
Increased
39
Reduced
41
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
26
Cornerstone Wealth Management
Missouri
$2.09M -$6.82K -149 -0.3%
SB
27
Suntrust Banks
Georgia
$2.07M +$130K +2,837 +7%
BFEC
28
Benjamin F. Edwards & Company
Missouri
$2.02M -$819K -17,896 -30%
WI
29
Wintrust Investments
Illinois
$1.92M +$105K +2,295 +6%
MML Investors Services
30
MML Investors Services
Massachusetts
$1.85M +$19.7K +430 +1%
IWM
31
IHT Wealth Management
Illinois
$1.76M +$1.63M +35,525 +10,208%
Ameriprise
32
Ameriprise
Minnesota
$1.67M -$200K -4,361 -11%
LFAS
33
Level Four Advisory Services
Texas
$1.66M -$134K -2,921 -8%
AG
34
Advisor Group
Arizona
$1.6M +$478K +10,439 +46%
FAAS
35
First Allied Advisory Services
California
$1.59M +$417K +9,107 +38%
SI
36
Stephens Inc
Arkansas
$1.57M -$693K -15,135 -32%
IA
37
IFP Advisors
Florida
$1.24M +$127K +2,775 +12%
Stifel Financial
38
Stifel Financial
Missouri
$1.18M -$5.66M -123,564 -83%
BTS
39
BB&T Securities
Virginia
$1.17M +$562K +12,285 +101%
TRCT
40
Tower Research Capital (TRC)
New York
$1.12M +$330K +7,217 +45%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$1.11M +$191K +4,173 +22%
JIP
42
Jaffetilchin Investment Partners
Florida
$1.11M +$628K +13,710 +146%
CS
43
Credit Suisse
Switzerland
$1.05M -$3.12M -68,090 -76%
Baird Financial Group
44
Baird Financial Group
Wisconsin
$1.03M -$57.1K -1,247 -5%
OC
45
Oppenheimer & Co
New York
$972K +$30.7K +670 +3%
PFS
46
Prospera Financial Services
Texas
$949K +$40.3K +880 +5%
SAM
47
SignalPoint Asset Management
Missouri
$929K -$3.49M -76,155 -80%
BRF
48
B. Riley Financial
California
$915K +$874K +19,084 New
HighTower Advisors
49
HighTower Advisors
Illinois
$901K +$29.4K +643 +4%
US Bancorp
50
US Bancorp
Minnesota
$861K +$48.2K +1,053 +6%