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First Trust Technology AlphaDEX Fund

105 hedge funds and large institutions have $399M invested in First Trust Technology AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 33 increasing their positions, 40 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

10% more capital invested

Capital invested by funds: $363M → $399M (+$35.8M)

9% more funds holding

Funds holding: 96105 (+9)

1.51% less ownership

Funds ownership: 60.56%59.05% (-1.5%)

18% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 40

Holders
105
Holders Change
+9
Holders Change %
+9.38%
% of All Funds
2.62%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.12%
New
15
Increased
33
Reduced
40
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
26
Benjamin F. Edwards & Company
Missouri
$2.61M +$442K +10,167 +20%
BFA
27
Beaumont Financial Advisors
Massachusetts
$2.44M -$302K -6,946 -11%
MIAN
28
Mariner Independent Advisor Network
Kansas
$2.44M +$2.44M +56,042 New
Goldman Sachs
29
Goldman Sachs
New York
$2.18M +$4.35K +100 +0.2%
SI
30
Stephens Inc
Arkansas
$2.09M +$108K +2,473 +5%
AI
31
Atria Investments
North Carolina
$1.95M -$92.4K -2,122 -5%
CWM
32
Cornerstone Wealth Management
Missouri
$1.89M +$142K +3,265 +8%
SB
33
Suntrust Banks
Georgia
$1.75M +$220K +5,061 +14%
Ameriprise
34
Ameriprise
Minnesota
$1.7M +$281K +6,457 +20%
MML Investors Services
35
MML Investors Services
Massachusetts
$1.66M +$1.66M +38,144 New
WI
36
Wintrust Investments
Illinois
$1.65M +$49.3K +1,132 +3%
LFAS
37
Level Four Advisory Services
Texas
$1.56M
Jane Street
38
Jane Street
New York
$1.34M -$949K -21,811 -41%
UCFA
39
United Capital Financial Advisors
Texas
$1.18M -$9.42M -216,371 -89%
FAAS
40
First Allied Advisory Services
California
$1.05M +$766K +17,589 +272%
BCM
41
Barometer Capital Management
Ontario, Canada
$1.02M -$966K -22,200 -49%
IA
42
IFP Advisors
Florida
$1M +$141K +3,242 +16%
AG
43
Advisor Group
Arizona
$995K +$183K +4,211 +23%
Baird Financial Group
44
Baird Financial Group
Wisconsin
$991K -$3.09K -71 -0.3%
PFA
45
Pinnacle Family Advisors
Missouri
$899K +$17.6K +405 +2%
OC
46
Oppenheimer & Co
New York
$853K +$56.1K +1,289 +7%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$834K +$107K +2,458 +15%
VFA
48
Voya Financial Advisors
Connecticut
$830K +$9.36K +215 +1%
PFS
49
Prospera Financial Services
Texas
$807K +$812K +18,661 New
HighTower Advisors
50
HighTower Advisors
Illinois
$790K -$5.96K -137 -0.8%