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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BRC
151
BHF RG Capital
Arizona
$217K +$204K +2,007 New
SWP
152
Summit Wealth Partners
Florida
$216K +$204K +2,004 New
OBWG
153
Onyx Bridge Wealth Group
New York
$211K +$199K +1,958 New
JWCA
154
J.W. Cole Advisors
Florida
$210K +$198K +1,944 New
CWS
155
Cypress Wealth Services
California
$210K +$198K +1,950 New
WF
156
Welch & Forbes
Massachusetts
$204K +$192K +1,892 New
DBRC
157
D.B. Root & Company
Pennsylvania
$204K +$193K +1,900 New
GRP
158
Global Retirement Partners
California
$192K – – –
CAPTRUST Financial Advisors
159
CAPTRUST Financial Advisors
North Carolina
$164K +$33.1K +325 +27%
AP
160
Atwood & Palmer
Missouri
$150K -$10.2K -100 -7%
VFA
161
Valeo Financial Advisors
Indiana
$149K – – –
US Bancorp
162
US Bancorp
Minnesota
$149K +$79.3K +780 +129%
CTB
163
Country Trust Bank
Illinois
$147K – – –
HWA
164
HHM Wealth Advisors
Tennessee
$142K – – –
Fidelity Investments
165
Fidelity Investments
Massachusetts
$139K +$26.4K +260 +25%
HF
166
Halpern Financial
Virginia
$138K – – –
PFGIA
167
Patriot Financial Group Insurance Agency
Massachusetts
$137K -$9.05K -89 -7%
Northwestern Mutual Wealth Management
168
Northwestern Mutual Wealth Management
Wisconsin
$129K – – –
BEI
169
Benjamin Edwards Inc
Missouri
$82K -$305 -3 -0.4%
CFA
170
Carroll Financial Associates
North Carolina
$81K – – –
LWM
171
Liberty Wealth Management
California
$80K – – –
CG
172
Cutler Group
California
$75K +$71.1K +699 New
Bank of Montreal
173
Bank of Montreal
Ontario, Canada
$69K -$12.6K -124 -17%
ASN
174
Advisory Services Network
Georgia
$61K -$2.34K -23 -4%
KPCM
175
Kings Point Capital Management
New York
$61K – – –