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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LWM
151
Liberty Wealth Management
California
$70K
US Bancorp
152
US Bancorp
Minnesota
$57K
ASN
153
Advisory Services Network
Georgia
$56K +$55.2K +589 New
SFPG
154
Stonebridge Financial Planning Group
Florida
$54K
KPCM
155
Kings Point Capital Management
New York
$53K +$52.8K +564 New
ADL
156
Asset Dedication LLC
California
$52K +$21.1K +225 +68%
SIM
157
Sonora Investment Management
Arizona
$51K -$7.31K -78 -13%
FFA
158
Founders Financial Alliance
North Carolina
$49K +$46.7K +499 New
CSPIA
159
Cary Street Partners Investment Advisory
Virginia
$47K +$46.8K +500 New
PCM
160
Prelude Capital Management
New York
$46K
TH
161
TCTC Holdings
Texas
$43K
CA
162
Clearstead Advisors
Ohio
$43K +$42.7K +456 New
EP
163
Eudaimonia Partners
Tennessee
$36K
CRCM
164
Corbett Road Capital Management
Virginia
$35K
TIM
165
Tortoise Investment Management
New York
$32K -$468 -5 -1%
MA
166
MCF Advisors
Kentucky
$31K +$13.7K +146 +81%
TCOV
167
Trust Company of Vermont
Vermont
$30K
AF
168
Advisornet Financial
Minnesota
$29K
BCWM
169
Bartlett & Co Wealth Management
Ohio
$28.4K -$3.09K -33 -10%
BC
170
Bartlett & Co
Ohio
$28K -$3.09K -33 -10%
NC
171
NewSquare Capital
Pennsylvania
$27K -$191K -2,035 -88%
FHA
172
Flagship Harbor Advisors
Massachusetts
$26K -$1.69K -18 -6%
AF
173
Allworth Financial
California
$24K
PMFA
174
Plante Moran Financial Advisors
Michigan
$24K
OIA
175
Optimum Investment Advisors
Illinois
$19K -$4.68K -50 -20%