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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RFWA
151
RPg Family Wealth Advisory
Massachusetts
$10.4K +$9.82K +123 New
Fifth Third Bancorp
152
Fifth Third Bancorp
Ohio
$9K – – –
SFM
153
Signet Financial Management
New Jersey
$6K -$9.1K -114 -62%
FGAM
154
Financial Gravity Asset Management
Texas
$4K – – –
TFA
155
Transamerica Financial Advisors
Florida
$4K +$319 +4 +11%
PFGIA
156
Patriot Financial Group Insurance Agency
Massachusetts
$4K +$4.15K +52 New
S
157
SignatureFD
Georgia
$3K – – –
SIS
158
Sound Income Strategies
Florida
$1K +$719 +9 New
CS
159
Credit Suisse
Switzerland
– -$2M -26,921 Closed
PGA
160
Premia Global Advisors
Florida
– -$407K -17,712 Closed
SG Americas Securities
161
SG Americas Securities
New York
– -$888K -11,962 Closed
Susquehanna International Group
162
Susquehanna International Group
Pennsylvania
– -$834K -11,239 Closed
FA
163
FDx Advisors
Illinois
– -$333K -4,487 Closed
SG
164
StoneX Group
New York
– -$292K -3,931 Closed
AI
165
Atria Investments
North Carolina
– -$207K -2,791 Closed
AWA
166
Acorn Wealth Advisors
Michigan
– -$184K -2,459 Closed
CF
167
Centaurus Financial
California
– -$151K -2,039 Closed
SEI Investments
168
SEI Investments
Pennsylvania
– -$84K -1,128 Closed
BCP
169
Blackhawk Capital Partners
Wisconsin
– -$46K -620 Closed
SMFS
170
Squar Milner Financial Services
California
– -$42K -569 Closed
Manulife (Manufacturers Life Insurance)
171
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$39K -531 Closed
GFP
172
Gryphon Financial Partners
Ohio
– -$23K -309 Closed
CIBC Private Wealth Group
173
CIBC Private Wealth Group
Georgia
– -$7K -99 Closed
JFA
174
JNBA Financial Advisors
Minnesota
– -$5K -61 Closed
MPWT
175
MassMutual Private Wealth & Trust
Connecticut
– -$2.67K -36 Closed