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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WEC
101
Winslow Evans & Crocker
Massachusetts
$202K +$7.51K +137 +4%
IPC
102
Independent Portfolio Consultants
Florida
$121K
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$95K +$40.6K +740 +77%
PSUF
104
People's United Financial
Connecticut
$89K
PTC
105
Private Trust Company
Ohio
$66K +$32.9K +600 +102%
Bank of Montreal
106
Bank of Montreal
Ontario, Canada
$56K +$54.8K +1,000 New
GSC
107
Ground Swell Capital
South Carolina
$55K +$53.9K +983 New
PNC Financial Services Group
108
PNC Financial Services Group
Pennsylvania
$38K -$3.23K -59 -8%
GT
109
Glenmede Trust
Pennsylvania
$29K +$29.2K +532 New
S
110
SignatureFD
Georgia
$25K +$24.9K +455 New
TIM
111
Tortoise Investment Management
New York
$19K
CFSG
112
Community Financial Services Group
Vermont
$17K
RAM
113
Riggs Asset Management
Pennsylvania
$13K +$12.3K +225 New
SCA
114
Strategic Capital Alternatives
United States
$13K +$13K +237 New
FANJ
115
Financial Architects (New Jersey)
New Jersey
$6K +$5.43K +99 New
JFA
116
JNBA Financial Advisors
Minnesota
$3K
HR
117
Howe & Rusling
New York
$1K
FMP
118
Financial Management Professionals
Texas
-$2.96M -55,536 Closed
TRCT
119
Tower Research Capital (TRC)
New York
-$806K -15,133 Closed
Northwestern Mutual Wealth Management
120
Northwestern Mutual Wealth Management
Wisconsin
-$25K -477 Closed
PAS
121
Partnervest Advisory Services
California
-$18K -336 Closed
CFS
122
Community Financial System
New York
-$9K -172 Closed