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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFSG
101
Community Financial Services Group
Vermont
$16K
CFS
102
Community Financial System
New York
$9K
JFA
103
JNBA Financial Advisors
Minnesota
$3K +$3.1K +61 New
HR
104
Howe & Rusling
New York
$1K -$8.59K -169 -87%
Goldman Sachs
105
Goldman Sachs
New York
-$18.7M -366,159 Closed
SG Americas Securities
106
SG Americas Securities
New York
-$5.71M -112,011 Closed
SB
107
Suntrust Banks
Georgia
-$2.4M -47,084 Closed
VF
108
Virtu Financial
New York
-$1.53M -30,023 Closed
VKH
109
Virtu KCG Holdings
New York
-$1.5M -29,515 Closed
BIT
110
BlackRock Institutional Trust
California
-$1.12M -21,900 Closed
GC
111
Gruss & Co
Florida
-$1.02M -20,000 Closed
Citadel Advisors
112
Citadel Advisors
Florida
-$549K -10,787 Closed
NA
113
Navellier & Associates
Nevada
-$299K -5,877 Closed
MA
114
MUFG Americas
New York
-$1K -25 Closed