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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$4.04M -$423K -9,247 -10%
FA
27
FDx Advisors
Illinois
$3.88M +$597K +13,066 +20%
HFS
28
HL Financial Services
Kentucky
$3.86M +$118K +2,580 +3%
PFS
29
Prospera Financial Services
Texas
$3.8M -$217K -4,748 -6%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$3.78M +$254K +5,559 +8%
CS
31
Credit Suisse
Switzerland
$3.76M +$758K +16,583 +27%
SI
32
Stephens Inc
Arkansas
$3.61M -$160K -3,507 -4%
IH
33
IFC Holdings
Florida
$3.53M +$283K +6,199 +9%
BFEC
34
Benjamin F. Edwards & Company
Missouri
$3.25M +$145K +3,162 +5%
SI
35
SII Investments
Wisconsin
$2.73M +$2.6M +56,927 New
SAM
36
SignalPoint Asset Management
Missouri
$2.68M +$815K +17,833 +47%
VFS
37
VSR Financial Services
Kansas
$2.67M +$245K +5,358 +11%
Thrivent Financial for Lutherans
38
Thrivent Financial for Lutherans
Minnesota
$2.6M -$444K -9,718 -15%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$2.28M +$692K +15,132 +46%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$2.28M +$110K +2,414 +5%
DADC
41
D.A. Davidson & Co
Montana
$2.27M +$252K +5,507 +13%
Deutsche Bank
42
Deutsche Bank
Germany
$2.14M -$1.62M -35,364 -44%
SAG
43
Sterne Agee Group
Alabama
$2.1M -$45.7K -999 -2%
AIG
44
American International Group
New York
$1.99M +$361K +7,909 +24%
PAG
45
Private Advisor Group
New Jersey
$1.94M +$1.85M +40,439 New
OC
46
Oppenheimer & Co
New York
$1.89M -$31.4K -688 -2%
SB
47
Suntrust Banks
Georgia
$1.76M +$148K +3,233 +10%
FHA
48
First Horizon Advisors
Tennessee
$1.61M +$719K +15,730 +91%
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
$1.35M +$841K +18,392 +188%
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
$1.27M +$290K +6,353 +32%