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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
JFA
251
JNBA Financial Advisors
Minnesota
$972 -$4.15K -40 -80%
PFG
252
Prosperity Financial Group
California
-$4.14M -38,206 Closed
NA
253
Navellier & Associates
Nevada
-$3.6M -33,254 Closed
SMF
254
Sterling Manor Financial
New York
-$3.17M -29,289 Closed
Rockefeller Capital Management
255
Rockefeller Capital Management
New York
-$907K -8,374 Closed
CA
256
CoreCap Advisors
Michigan
-$731K -6,746 Closed
Two Sigma Investments
257
Two Sigma Investments
New York
-$552K -5,100 Closed
FTS
258
Fifth Third Securities
Ohio
-$455K -4,200 Closed
HF
259
HRT Financial
New York
-$425K -3,932 Closed
FEM
260
Fulcrum Equity Management
Texas
-$409K -3,775 Closed
CWA
261
Capital Wealth Alliance
Arizona
-$393K -3,632 Closed
Prudential Financial
262
Prudential Financial
New Jersey
-$288K -2,657 Closed
OBWG
263
Onyx Bridge Wealth Group
New York
-$261K -2,414 Closed
KA
264
Kovack Advisors
Florida
-$240K -2,216 Closed
WE
265
Wealth Effects
Massachusetts
-$237K -2,189 Closed
AWA
266
Arete Wealth Advisors
Illinois
-$229K -2,111 Closed
CW
267
CreativeOne Wealth
Kansas
-$224K -2,064 Closed
CCA
268
Clearwater Capital Advisors
Illinois
-$217K -2,000 Closed
CIBC World Market
269
CIBC World Market
Ontario, Canada
-$214K -1,975 Closed
M1FG
270
Mach-1 Financial Group
Arkansas
-$213K -1,970 Closed
IF
271
Intrua Financial
Texas
-$212K -1,954 Closed
BAM
272
Belpointe Asset Management
Nevada
-$210K -1,938 Closed
TCA
273
Transcend Capital Advisors
New Jersey
-$209K -1,931 Closed
CF
274
Centaurus Financial
California
-$205K -1,895 Closed
BA
275
Ballew Advisors
Mississippi
-$201K -1,870 Closed