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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VCM
226
Virtue Capital Management
Tennessee
-$1.4M -13,564 Closed
Two Sigma Investments
227
Two Sigma Investments
New York
-$891K -8,600 Closed
EF
228
Empowered Funds
Pennsylvania
-$871K -8,405 Closed
TSS
229
Two Sigma Securities
New York
-$757K -7,307 Closed
HWM
230
HB Wealth Management
Georgia
-$698K -6,740 Closed
RA
231
RFG Advisory
Alabama
-$684K -6,607 Closed
OFS
232
OneAscent Financial Services
Alabama
-$624K -6,020 Closed
Thrivent Financial for Lutherans
233
Thrivent Financial for Lutherans
Minnesota
-$621K -5,507 Closed
SWM
234
SeaCrest Wealth Management
New York
-$461K -4,454 Closed
ATPW
235
Ashton Thomas Private Wealth
Arizona
-$457K -4,413 Closed
SMG
236
Smart Money Group
Texas
-$454K -4,380 Closed
DC
237
Davenport & Co
Virginia
-$336K -3,248 Closed
1W
238
1776 Wealth
Georgia
-$247K -2,383 Closed
SPC
239
Sigma Planning Corp
Michigan
-$246K -2,378 Closed
AFP
240
Ausdal Financial Partners
Iowa
-$238K -2,293 Closed
CFA
241
Cahill Financial Advisors
Minnesota
-$234K -2,255 Closed
IWM
242
Iams Wealth Management
Nebraska
-$227K -2,191 Closed
CWP
243
Cyndeo Wealth Partners
Florida
-$221K -2,137 Closed
AA
244
Armis Advisers
Georgia
-$214K -2,067 Closed
RIS
245
Richmond Investment Services
Wisconsin
-$214K -2,062 Closed
SCA
246
Snowden Capital Advisors
New York
-$206K -1,991 Closed
OBWG
247
Onyx Bridge Wealth Group
New York
-$205K -1,977 Closed
FHA
248
Flagship Harbor Advisors
Massachusetts
-$204K -1,965 Closed
IFG
249
Independent Financial Group
California
-$201K -1,944 Closed
WS
250
Wedbush Securities
California
-$201K -1,942 Closed