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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
GFPC
226
Global Financial Private Client
Florida
$8.91K – – –
T
227
Transce3nd
Texas
$7.25K +$535 +5 +8%
AA
228
Ancora Advisors
Ohio
$7.04K – – –
NWM
229
Nova Wealth Management
Florida
$6.32K – – –
DPW
230
DiNuzzo Private Wealth
Pennsylvania
$5.91K – – –
TIM
231
Tortoise Investment Management
New York
$5.91K – – –
TCM
232
TD Capital Management
Tennessee
$5.23K – – –
AIP
233
Ameritas Investment Partners
Nebraska
$5.18K – – –
AAP
234
Arax Advisory Partners
Colorado
$4.77K +$4.93K +46 New
SAM
235
Smartleaf Asset Management
Massachusetts
$4.54K – – –
SL
236
Salomon & Ludwin
Virginia
$4.14K – – –
OSAM
237
O'Shaughnessy Asset Management
Connecticut
$4.14K +$4.28K +40 New
PS
238
Principal Securities
Iowa
$3.75K – – –
LC
239
Luminist Capital
Michigan
$3.5K – – –
S
240
SignatureFD
Georgia
$3.31K – – –
WP
241
WealthShield Partners
North Carolina
$3K +$3.11K +29 New
DFA
242
DHJJ Financial Advisors
Illinois
$2.09K – – –
LFG
243
Larson Financial Group
Missouri
$2.03K – – –
ACA
244
Aptus Capital Advisors
Alabama
$1.24K – – –
GWANC
245
Guardian Wealth Advisors (North Carolina)
North Carolina
$1.24K – – –
TFA
246
Transamerica Financial Advisors
Florida
$1K – – –
TRCT
247
Tower Research Capital (TRC)
New York
$414 +$428 +4 New
IAA
248
Independent Advisor Alliance
North Carolina
– -$3.75M -36,045 Closed
BCP
249
Blackhawk Capital Partners
Wisconsin
– -$899K -8,629 Closed
WIA
250
World Investment Advisors
California
– -$824K -7,914 Closed
7 8 9
10
11