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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
HPC
226
HM Payson & Co
Maine
$13K – – –
AWM
227
Avior Wealth Management
Nebraska
$12.9K – – –
CAL
228
Capital Analysts LLC
Pennsylvania
$12K – – –
DF
229
Dunhill Financial
United Kingdom
$10.4K – – –
GEA
230
Glen Eagle Advisors
New Jersey
$10.4K – – –
RDIA
231
RE Dickinson Investment Advisors
Iowa
$10.4K – – –
GFPC
232
Global Financial Private Client
Florida
$8.96K – – –
PTC
233
Private Trust Company
Ohio
$7.55K +$7.93K +73 New
AA
234
Ancora Advisors
Ohio
$7.08K – – –
T
235
Transce3nd
Texas
$6.77K +$7.06K +65 New
NWM
236
Nova Wealth Management
Florida
$6.35K +$6.62K +61 New
DPW
237
DiNuzzo Private Wealth
Pennsylvania
$5.94K – – –
TIM
238
Tortoise Investment Management
New York
$5.93K – – –
TSMHT
239
Thurston Springer Miller Herd & Titak
Indiana
$5.41K -$110K -1,014 -95%
TCM
240
TD Capital Management
Tennessee
$5.25K – – –
AIP
241
Ameritas Investment Partners
Nebraska
$5.21K – – –
AF
242
Advisornet Financial
Minnesota
$4.79K – – –
SAM
243
Smartleaf Asset Management
Massachusetts
$4.57K – – –
SL
244
Salomon & Ludwin
Virginia
$4.17K – – –
PS
245
Principal Securities
Iowa
$3.75K -$75.4K -694 -95%
LC
246
Luminist Capital
Michigan
$3.54K +$3.69K +34 New
S
247
SignatureFD
Georgia
$3.33K – – –
DFA
248
DHJJ Financial Advisors
Illinois
$2.1K – – –
LFG
249
Larson Financial Group
Missouri
$2.04K – – –
ACA
250
Aptus Capital Advisors
Alabama
$1.3K – – –
8 9
10
11 12