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First Trust Health Care AlphaDEX Fund

150 hedge funds and large institutions have $2.5B invested in First Trust Health Care AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 58 increasing their positions, 57 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

27% more call options, than puts

Call options by funds: $7.99M | Put options by funds: $6.28M

7% more capital invested

Capital invested by funds: $2.34B → $2.5B (+$155M)

3.83% more ownership

Funds ownership: 68.6%72.42% (+3.8%)

3% more funds holding

Funds holding: 145150 (+5)

2% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 57

21% less funds holding in top 10

Funds holding in top 10: 1411 (-3)

Holders
150
Holders Change
+5
Holders Change %
+3.45%
% of All Funds
3.93%
Holding in Top 10
11
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-21.43%
% of All Funds
0.29%
New
19
Increased
58
Reduced
57
Closed
13
Calls
$7.99M
Puts
$6.28M
Net Calls
+$1.71M
Net Calls Change
+$40.4M
Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
101
M&T Bank
New York
$474K +$46.4K +777 +11%
WF
102
WealthTrust Fairport
Ohio
$465K +$460K +7,700 New
Susquehanna International Group
103
Susquehanna International Group
Pennsylvania
$452K -$2.76M -46,232 -86%
RCAG
104
Rehmann Capital Advisory Group
Michigan
$424K +$62.7K +1,050 +18%
SWP
105
Stratos Wealth Partners
Ohio
$415K +$140K +2,339 +52%
HI
106
Horizon Investments
North Carolina
$405K +$37.6K +630 +10%
FFS
107
Founders Financial Securities
Maryland
$405K +$41.2K +690 +11%
V
108
Veritable
Delaware
$398K
CAM
109
Concorde Asset Management
Michigan
$395K -$75.5K -1,265 -16%
SHA
110
Smith Hayes Advisers
Nebraska
$356K -$35.8K -600 -9%
ICRM
111
Insight Capital Research & Management
California
$336K
CIBC World Market
112
CIBC World Market
Ontario, Canada
$336K +$22.7K +380 +7%
OAM
113
Occidental Asset Management
California
$335K +$331K +5,547 New
RFC
114
Regions Financial Corp
Alabama
$330K -$4.18K -70 -1%
WEC
115
Winslow Evans & Crocker
Massachusetts
$310K -$88.1K -1,476 -22%
BF
116
BOK Financial
Oklahoma
$278K
Creative Planning
117
Creative Planning
Kansas
$270K +$4.78K +80 +2%
BW
118
Bison Wealth
Georgia
$269K -$29.7K -498 -10%
ICOA
119
Investment Centers of America
North Dakota
$266K -$62.6K -1,048 -19%
Barclays
120
Barclays
United Kingdom
$246K -$1.68M -28,100 -87%
AFP
121
Ausdal Financial Partners
Iowa
$233K +$230K +3,848 New
FHC
122
First Heartland Consultants
Missouri
$209K -$9.08K -152 -4%
SG Americas Securities
123
SG Americas Securities
New York
$188K -$282K -4,723 -60%
AIM
124
Advantage Investment Management
Iowa
$159K +$12.1K +203 +8%
Bank of Montreal
125
Bank of Montreal
Ontario, Canada
$139K +$45.7K +765 +50%

FXH Hedge Fund Activity: Q4 2015 in Review

150 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2015, worth a combined $2.5B — up 6.6% from $2.34B a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXH positions and 13 closed out — a net gain of 6 holders — while 58 added to existing stakes and 57 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $87.5M. The largest seller was Hays Advisory, cutting an estimated $25M.

  • 150 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2015, up from 145 in Q3 2015.
  • Funds reported $2.5B of First Trust Health Care AlphaDEX Fund stock for Q4 2015, up 6.6% quarter-over-quarter.
  • 19 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2015 and 13 closed out, a net change of +6 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2015 was First Trust Advisors, an estimated $87.5M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2015 was Hays Advisory, an estimated $25M sold.

Based on aggregated 13F filings for Q4 2015.