Smith Hayes Advisers’s First Trust Health Care AlphaDEX Fund FXH Stock Holding History

Smith Hayes Advisers’s Portfolio FXH Stock Details FXH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-5,884	Closed	-$356K	–	309
2015 Q4	$356K	Sell	5,884 -600	-9%	-$35.8K	0.08%	224
2015 Q3	$377K	Sell	6,484 -2,738	-30%	-$182K	0.08%	216
2015 Q2	$635K	Sell	9,222 -2,955	-24%	-$200K	0.13%	175
2015 Q1	$816K	Sell	12,177 -1,462	-11%	-$93.2K	0.16%	155
2014 Q4	$822K	Hold	13,639	–	–	0.17%	154
2014 Q3	$761K	Sell	13,639 -11,805	-46%	-$647K	0.18%	141
2014 Q2	$1.35M	Buy	25,444 +790	+3%	+$40.2K	0.32%	99
2014 Q1	$1.26M	Buy	24,654 +7,347	+42%	+$374K	0.31%	98
2013 Q4	$832K	Buy	17,307 +10,784	+165%	+$493K	0.27%	111
2013 Q3	$283K	Buy	+6,523	New	+$275K	0.11%	190

Other funds holding FXH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Smith Hayes Advisers's FXH Position: Q1 2016 in Review

Smith Hayes Advisers sold out of First Trust Health Care AlphaDEX Fund (FXH) in Q1 2016, closing a stake of 5,884 shares — an estimated $356K sold.

Smith Hayes Advisers first reported a position in FXH in Q3 2013 and held it in 10 quarters. The position peaked at $1.35M in Q2 2014. 129 funds tracked by Wall St. Rank hold FXH as of Q1 2016.

Smith Hayes Advisers reported no remaining First Trust Health Care AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
Smith Hayes Advisers sold 5,884 First Trust Health Care AlphaDEX Fund shares in Q1 2016, an estimated $356K.
Smith Hayes Advisers first reported a position in First Trust Health Care AlphaDEX Fund in Q3 2013 and held it in 10 quarters.
Smith Hayes Advisers's First Trust Health Care AlphaDEX Fund position peaked at $1.35M in Q2 2014.
129 funds tracked by Wall St. Rank held First Trust Health Care AlphaDEX Fund as of Q1 2016.

Based on Smith Hayes Advisers's 13F filing for Q1 2016, filed 16 May 2016.