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First Trust Large Cap Growth AlphaDEX Fund

50 hedge funds and large institutions have $264M invested in First Trust Large Cap Growth AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 11 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 11

4.36% less ownership

Funds ownership: 55.9%51.54% (-4.4%)

7% less capital invested

Capital invested by funds: $284M → $264M (-$19.6M)

14% less funds holding

Funds holding: 5850 (-8)

43% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 14

100% less funds holding in top 10

Funds holding in top 10: 30 (-3)

Holders
50
Holders Change
-8
Holders Change %
-13.79%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
23
Reduced
11
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
26
SG Americas Securities
New York
$520K +$506K +10,673 New
MIAN
27
Mariner Independent Advisor Network
Kansas
$492K -$522 -11 -0.1%
DADC
28
D.A. Davidson & Co
Montana
$410K +$92.1K +1,941 +30%
SF
29
Synovus Financial
Georgia
$348K
VFS
30
VSR Financial Services
Kansas
$343K -$2.22M -46,798 -87%
SWP
31
Stratos Wealth Partners
Ohio
$325K
CAN
32
Cetera Advisor Networks
California
$305K -$3.38M -71,330 -92%
PAG
33
Private Advisor Group
New Jersey
$291K -$33.4K -703 -11%
LI
34
LVZ Inc
Michigan
$256K +$249K +5,253 New
IH
35
IFC Holdings
Florida
$240K
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$215K -$309K -6,521 -60%
WA
37
WFG Advisors
Texas
$208K +$21.4K +451 +12%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$203K +$176K +3,711 +821%
ICOA
39
Investment Centers of America
North Dakota
$201K +$196K +4,131 New
US Bancorp
40
US Bancorp
Minnesota
$134K +$24.2K +509 +23%
SAM
41
Shamrock Asset Management
Texas
$123K -$25.5M -538,021 -100%
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$105K
MFS
43
MSI Financial Services
Massachusetts
$79K +$23.6K +498 +44%
MAA
44
Managed Account Advisors
New Jersey
$45K +$43.4K +915 New
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$24K +$10.7K +225 +83%
BFEC
46
Benjamin F. Edwards & Company
Missouri
$20K +$19.4K +409 New
NFG
47
Next Financial Group
Texas
$16K
AllianceBernstein
48
AllianceBernstein
Tennessee
$3K
Creative Planning
49
Creative Planning
Kansas
$3K
HA
50
Hays Advisory
Tennessee
-$22M -474,240 Closed

FTC Hedge Fund Activity: Q1 2015 in Review

50 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2015, worth a combined $264M — down 6.9% from $284M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FTC and 8 opened new positions — a net loss of 6 holders — while 11 trimmed existing stakes and 23 added.

The largest buyer was Wells Fargo, adding an estimated $9.96M. The largest seller was Shamrock Asset Management, cutting an estimated $25.5M.

  • 50 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2015, down from 58 in Q4 2014.
  • Funds reported $264M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2015, down 6.9% quarter-over-quarter.
  • 8 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2015 and 14 closed out, a net change of -6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2015 was Wells Fargo, an estimated $9.96M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2015 was Shamrock Asset Management, an estimated $25.5M sold.

Based on aggregated 13F filings for Q1 2015.