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First Trust Large Cap Value AlphaDEX Fund

117 hedge funds and large institutions have $687M invested in First Trust Large Cap Value AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 44 increasing their positions, 44 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 10

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

6% more funds holding

Funds holding: 110117 (+7)

0% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 44

6.32% less ownership

Funds ownership: 72.86%66.54% (-6.3%)

16% less capital invested

Capital invested by funds: $818M → $687M (-$132M)

Holders
117
Holders Change
+7
Holders Change %
+6.36%
% of All Funds
2.61%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.11%
New
18
Increased
44
Reduced
44
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
51
Tower Research Capital (TRC)
New York
$997K +$745K +14,689 +213%
CS
52
Comerica Securities
Michigan
$958K -$5.73K -113 -0.5%
Cetera Investment Advisers
53
Cetera Investment Advisers
Illinois
$906K -$29.4K -580 -3%
SWP
54
Stratos Wealth Partners
Ohio
$883K +$5.28K +104 +0.5%
CFGS
55
Concourse Financial Group Securities
Alabama
$883K +$547K +10,793 +130%
AIC
56
Ameritas Investment Company
Nebraska
$881K +$967K +19,065 New
JP Morgan Chase
57
JP Morgan Chase
New York
$844K -$275K -5,426 -23%
SG
58
StoneX Group
New York
$832K +$15.5K +306 +2%
AT
59
Arden Trust
Delaware
$797K +$411K +8,095 +88%
KWM
60
Kingsview Wealth Management
Oregon
$783K +$2.84K +56 +0.3%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$772K -$184K -3,624 -18%
CWS
62
Cypress Wealth Services
California
$769K +$272K +5,370 +48%
Goldman Sachs
63
Goldman Sachs
New York
$750K -$101 -2 -0%
MIAN
64
Mariner Independent Advisor Network
Kansas
$690K +$726K +14,320 New
LI
65
LVZ Inc
Michigan
$678K +$1.12K +22 +0.2%
VFA
66
Voya Financial Advisors
Connecticut
$589K -$698K -13,766 -52%
William Blair & Company
67
William Blair & Company
Illinois
$585K -$28.4K -559 -4%
ASN
68
Advisory Services Network
Georgia
$581K +$568K +11,207 +826%
First Trust Advisors
69
First Trust Advisors
Illinois
$551K -$2.03K -40 -0.3%
BBA
70
Braun-Bostich & Associates
Pennsylvania
$492K +$51 +1 +0%
GFPC
71
Global Financial Private Capital
Florida
$485K -$26.6K -525 -5%
MHS
72
M Holdings Securities
Oregon
$483K +$42.5K +837 +9%
Jones Financial Companies
73
Jones Financial Companies
Missouri
$461K -$694K -13,685 -58%
PAG
74
Private Advisory Group
Washington
$460K +$504K +9,944 New
NWM
75
Northwest Wealth Management
Iowa
$456K -$628K -12,372 -56%

FTA Hedge Fund Activity: Q4 2018 in Review

117 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2018, worth a combined $687M — down 16% from $818M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FTA positions and 10 closed out — a net gain of 8 holders — while 44 added to existing stakes and 44 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $15.5M. The largest seller was Cornerstone Wealth Management, cutting an estimated $71.6M.

  • 117 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2018, up from 110 in Q3 2018.
  • Funds reported $687M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2018, down 16% quarter-over-quarter.
  • 18 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2018 and 10 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2018 was Envestnet Asset Management, an estimated $15.5M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $71.6M sold.

Based on aggregated 13F filings for Q4 2018.