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First Trust Large Cap Value AlphaDEX Fund

110 hedge funds and large institutions have $818M invested in First Trust Large Cap Value AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 59 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 23

18% more capital invested

Capital invested by funds: $695M → $818M (+$123M)

1.17% more ownership

Funds ownership: 71.69%72.86% (+1.2%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3% less funds holding

Funds holding: 113110 (-3)

21% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 14

Holders
110
Holders Change
-3
Holders Change %
-2.65%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
11
Increased
59
Reduced
23
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
51
Cetera Investment Advisers
Illinois
$1.09M +$502K +9,290 +85%
SS
52
Simplicity Solutions
Minnesota
$1.06M +$765K +14,145 +259%
SWP
53
Stratos Wealth Partners
Ohio
$1.03M -$15K -278 -1%
FA
54
FDx Advisors
Illinois
$986K -$52K -962 -5%
Citigroup
55
Citigroup
New York
$984K +$129K +2,384 +15%
SG
56
StoneX Group
New York
$958K +$334K +6,171 +54%
KWM
57
Kingsview Wealth Management
Oregon
$913K +$33.4K +618 +4%
Goldman Sachs
58
Goldman Sachs
New York
$879K -$2.43K -45 -0.3%
IWM
59
IHT Wealth Management
Illinois
$815K -$21.6K -400 -3%
LI
60
LVZ Inc
Michigan
$766K +$91.5K +1,692 +13%
BAAM
61
Baker Avenue Asset Management
California
$742K +$2.7K +50 +0.4%
William Blair & Company
62
William Blair & Company
Illinois
$715K +$43.1K +797 +6%
Koshinski Asset Management
63
Koshinski Asset Management
Illinois
$706K +$365K +6,758 +107%
First Trust Advisors
64
First Trust Advisors
Illinois
$648K +$40.8K +754 +7%
CWS
65
Cypress Wealth Services
California
$610K +$51.4K +950 +9%
FAIM
66
Financial Advocates Investment Management
Washington
$609K -$66K -1,220 -10%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$598K +$506K +9,364 +556%
GFPC
68
Global Financial Private Capital
Florida
$596K +$20.3K +375 +4%
BBA
69
Braun-Bostich & Associates
Pennsylvania
$576K
UR
70
USCA RIA
Texas
$528K +$30.7K +567 +6%
MHS
71
M Holdings Securities
Oregon
$520K +$48.3K +894 +10%
AT
72
Arden Trust
Delaware
$496K +$495K +9,150 New
BTS
73
BB&T Securities
Virginia
$457K +$456K +8,441 New
CFGS
74
Concourse Financial Group Securities
Alabama
$451K +$450K +8,326 New
UCFA
75
United Capital Financial Advisors
Texas
$423K +$44.8K +828 +12%

FTA Hedge Fund Activity: Q3 2018 in Review

110 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2018, worth a combined $818M — up 18% from $695M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FTA and 11 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 59 added.

The largest buyer was Total Investment Management, opening a new position worth an estimated $46.4M. The largest seller was Cornerstone Wealth Management, cutting an estimated $16.1M.

  • 110 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2018, down from 113 in Q2 2018.
  • Funds reported $818M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2018, up 18% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2018 and 14 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2018 was Total Investment Management, an estimated $46.4M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $16.1M sold.

Based on aggregated 13F filings for Q3 2018.