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First Trust Large Cap Value AlphaDEX Fund
FTA

122 hedge funds and large institutions have $779M invested in First Trust Large Cap Value AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 47 increasing their positions, 37 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

27% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 37

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

9% more funds holding

Funds holding: 112 → 122 (+10)

0% more capital invested

Capital invested by funds: $777M → $779M (+$1.89M)

0.14% less ownership

Funds ownership: 67.13% → 67% (-0.14%)

Holders
122
Holders Change
+10
Holders Change %
+8.93%
% of All Funds
2.65%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
19
Increased
47
Reduced
37
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Peak Capital Management
Colorado
+$6.48M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$4.48M
3
TIM
Total Investment Management
Arizona
+$3.98M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.67M
5
CS
Credit Suisse
Switzerland
+$3.2M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$15.2M
2
UBS Group
UBS Group
Switzerland
-$6.97M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.58M
4
Wells Fargo
Wells Fargo
California
-$4.34M
5
Bank of America
Bank of America
North Carolina
-$4.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
FFS
26
Founders Financial Securities
Maryland
$4.17M +$460K +8,889 +13%
CCA
27
Clearwater Capital Advisors
Illinois
$4.1M -$846K -16,356 -17%
WI
28
Wintrust Investments
Illinois
$4.08M -$435K -8,398 -10%
RIA
29
Regal Investment Advisors
Michigan
$3.95M +$169K +3,261 +4%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$3.81M +$423K +8,184 +13%
SCA
31
Snowden Capital Advisors
New York
$3.73M +$113K +2,182 +3%
Citadel Advisors
32
Citadel Advisors
Florida
$3.7M +$3.67M +70,850 New
BS
33
Banco Santander
Spain
$3.29M +$189K +3,652 +6%
CS
34
Credit Suisse
Switzerland
$3.22M +$3.2M +61,793 New
CAN
35
Cetera Advisor Networks
California
$2.69M +$282K +5,445 +12%
EAM
36
Eukles Asset Management
Ohio
$2.68M +$60.3K +1,165 +2%
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$2.5M +$578K +11,176 +30%
CPIG
38
Chicago Partners Investment Group
Illinois
$2.15M +$2.13M +41,068 New
TRCT
39
Tower Research Capital (TRC)
New York
$2.15M +$2.13M +41,188 New
HighTower Advisors
40
HighTower Advisors
Illinois
$2.13M -$169K -3,262 -7%
NL
41
NWAM LLC
Washington
$2.07M +$2.05M +39,675 New
MML Investors Services
42
MML Investors Services
Massachusetts
$2.03M +$57.7K +1,115 +3%
Stifel Financial
43
Stifel Financial
Missouri
$1.96M -$837K -16,179 -30%
OC
44
Oppenheimer & Co
New York
$1.85M +$94.7K +1,830 +5%
IWM
45
IHT Wealth Management
Illinois
$1.68M +$47.1K +910 +3%
CWM
46
Cornerstone Wealth Management
Missouri
$1.66M -$90K -1,740 -5%
Jane Street
47
Jane Street
New York
$1.51M +$1.5M +28,997 New
CFD
48
Creative Financial Designs
Indiana
$1.47M -$149K -2,870 -9%
APA
49
American Portfolios Advisors
New York
$1.42M +$858K +16,590 +155%
CWS
50
Cypress Wealth Services
California
$1.42M – – –
1
2
3 4 5

FTA Hedge Fund Activity: Q2 2019 in Review

122 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2019, worth a combined $779M — up 0.24% from $777M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTA positions and 7 closed out — a net gain of 12 holders — while 47 added to existing stakes and 37 trimmed.

The largest buyer was Peak Capital Management, opening a new position worth an estimated $6.48M. The largest seller was Morgan Stanley, cutting an estimated $15.2M.

  • 122 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2019, up from 112 in Q1 2019.
  • Funds reported $779M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2019, up 0.24% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2019 and 7 closed out, a net change of +12 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2019 was Peak Capital Management, an estimated $6.48M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2019 was Morgan Stanley, an estimated $15.2M sold.

Based on aggregated 13F filings for Q2 2019.