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First Trust Large Cap Value AlphaDEX Fund

95 hedge funds and large institutions have $654M invested in First Trust Large Cap Value AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 37 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

0% more capital invested

Capital invested by funds: $651M → $654M (+$3.2M)

0.1% more ownership

Funds ownership: 62.79%62.89% (+0.1%)

1% less funds holding

Funds holding: 9695 (-1)

11% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 37

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
95
Holders Change
-1
Holders Change %
-1.04%
% of All Funds
2.37%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
12
Increased
33
Reduced
37
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$2.63M +$194K +3,848 +8%
CFD
27
Creative Financial Designs
Indiana
$2.44M +$19.7K +392 +0.8%
SEIA
28
Signature Estate & Investment Advisors
California
$2.44M +$48.1K +955 +2%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$2.36M +$2.32M +46,113 New
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$2.22M -$197K -3,905 -8%
DADC
31
D.A. Davidson & Co
Montana
$2.21M +$562K +11,153 +35%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$2.13M +$7.96K +158 +0.4%
OC
33
Oppenheimer & Co
New York
$2.1M -$68.1K -1,351 -3%
SCA
34
Snowden Capital Advisors
New York
$2M +$5.34K +106 +0.3%
FCAG
35
First Capital Advisors Group
New Jersey
$1.74M -$827K -16,411 -33%
Ameriprise
36
Ameriprise
Minnesota
$1.66M -$2.19M -43,465 -57%
HighTower Advisors
37
HighTower Advisors
Illinois
$1.62M -$6.34M -125,921 -80%
ICOA
38
Investment Centers of America
North Dakota
$1.56M +$1.54M +30,625 New
JP Morgan Chase
39
JP Morgan Chase
New York
$1.48M -$116K -2,311 -7%
CWM
40
Cornerstone Wealth Management
Missouri
$1.45M +$14K +278 +1%
CAN
41
Cetera Advisor Networks
California
$1.35M +$2.92K +58 +0.2%
CS
42
Comerica Securities
Michigan
$1.3M -$12.2K -243 -0.9%
Stifel Financial
43
Stifel Financial
Missouri
$1.17M -$1.56K -31 -0.1%
FA
44
FDx Advisors
Illinois
$1.12M -$27.6K -547 -2%
IA
45
IFP Advisors
Florida
$1.1M +$118K +2,346 +12%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$1.05M +$214K +4,245 +26%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$1.02M +$3.78K +75 +0.4%
FHA
48
First Horizon Advisors
Tennessee
$968K -$108K -2,152 -10%
SWP
49
Stratos Wealth Partners
Ohio
$815K +$27.8K +552 +4%
VF
50
Virtu Financial
New York
$814K +$802K +15,922 New

FTA Hedge Fund Activity: Q3 2017 in Review

95 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2017, worth a combined $654M — up 0.49% from $651M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FTA positions and 10 closed out — a net gain of 2 holders — while 33 added to existing stakes and 37 trimmed.

The largest buyer was UBS Group, adding an estimated $9.31M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $16.3M.

  • 95 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2017, down from 96 in Q2 2017.
  • Funds reported $654M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2017, up 0.49% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2017 and 10 closed out, a net change of +2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2017 was UBS Group, an estimated $9.31M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2017 was Cambridge Investment Research Advisors, an estimated $16.3M sold.

Based on aggregated 13F filings for Q3 2017.