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First Trust Large Cap Value AlphaDEX Fund
FTA

Overview Fund Activity

81 hedge funds and large institutions have $601M invested in First Trust Large Cap Value AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 32 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+6
Holders Change %
+8%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.05%
New
17
Increased
32
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
$127M
2
Wells Fargo
Wells Fargo
California
$43.9M
3
Morgan Stanley
Morgan Stanley
New York
$182M
4
RIA
Regal Investment Advisors
Michigan
$3.59M
5
WI
Wintrust Investments
Illinois
$2.87M

Top Sellers

1
SG Americas Securities
SG Americas Securities
New York
$0
2
CS
Credit Suisse
Switzerland
$229K
3
Ameriprise
Ameriprise
Minnesota
$3.63M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$27.2M
5
VKH
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
OC
26
Oppenheimer & Co
New York
$2.12M +$19.6K +419 +0.9%
FA
27
FDx Advisors
Illinois
$2.01M +$673K +14,354 +51%
BCM
28
Barometer Capital Management
Ontario, Canada
$1.95M +$1.95M +41,500 New
AG
29
Advisor Group
Arizona
$1.91M -$204K -4,349 -10%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$1.81M +$43.8K +934 +2%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$1.79M +$1.79M +38,079 New
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$1.67M +$541K +11,550 +48%
SCA
33
Snowden Capital Advisors
New York
$1.65M +$323K +6,895 +24%
JPMorgan Chase & Co
34
JPMorgan Chase & Co
New York
$1.51M +$54.3K +1,158 +4%
SEIA
35
Signature Estate & Investment Advisors
California
$1.34M +$102K +2,179 +8%
CWM
36
Cornerstone Wealth Management
Missouri
$1.32M +$125K +2,655 +11%
PFA
37
Pinnacle Family Advisors
Missouri
$1.21M +$1.21M +25,889 New
CAN
38
Cetera Advisor Networks
California
$1.2M -$1.15M -24,566 -49%
TRCT
39
Tower Research Capital (TRC)
New York
$987K -$256K -5,450 -21%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$922K -$9.05K -193 -1%
Stifel Financial
41
Stifel Financial
Missouri
$919K +$155K +3,296 +20%
DADC
42
D.A. Davidson & Co
Montana
$875K -$337K -7,187 -28%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$796K +$95.1K +2,080 +14%
IWM
44
IHT Wealth Management
Illinois
$718K +$718K +15,195 New
First Trust Advisors
45
First Trust Advisors
Illinois
$687K -$35.5K -758 -5%
SPWA
46
SteelBridge Private Wealth Advisors
Florida
$650K +$650K +13,650 New
SB
47
Suntrust Banks
Georgia
$586K +$586K +12,529 New
SWP
48
Stratos Wealth Partners
Ohio
$573K -$46.9K -1,000 -8%
Citigroup
49
Citigroup
New York
$564K -$72.1K -1,538 -11%
William Blair & Company
50
William Blair & Company
Illinois
$556K -$74.5K -1,589 -12%
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