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First Trust Large Cap Value AlphaDEX Fund

81 hedge funds and large institutions have $601M invested in First Trust Large Cap Value AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 32 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 9

52% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 21

23% more capital invested

Capital invested by funds: $488M → $601M (+$113M)

8% more funds holding

Funds holding: 7581 (+6)

7.62% more ownership

Funds ownership: 55.92%63.54% (+7.6%)

Holders
81
Holders Change
+6
Holders Change %
+8%
% of All Funds
2.02%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
17
Increased
32
Reduced
21
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$2.12M +$18.8K +419 +0.9%
FA
27
FDx Advisors
Illinois
$2M +$644K +14,354 +51%
BCM
28
Barometer Capital Management
Ontario, Canada
$1.95M +$1.86M +41,500 New
AG
29
Advisor Group
Arizona
$1.91M -$195K -4,349 -10%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$1.8M +$41.9K +934 +2%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$1.78M +$1.71M +38,079 New
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$1.67M +$518K +11,550 +48%
SCA
33
Snowden Capital Advisors
New York
$1.65M +$309K +6,895 +24%
JP Morgan Chase
34
JP Morgan Chase
New York
$1.51M +$51.9K +1,158 +4%
SEIA
35
Signature Estate & Investment Advisors
California
$1.34M +$97.7K +2,179 +8%
CWM
36
Cornerstone Wealth Management
Missouri
$1.32M +$119K +2,655 +11%
PFA
37
Pinnacle Family Advisors
Missouri
$1.21M +$1.16M +25,889 New
CAN
38
Cetera Advisor Networks
California
$1.2M -$1.1M -24,566 -49%
TRCT
39
Tower Research Capital (TRC)
New York
$987K -$244K -5,450 -21%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$922K -$8.65K -193 -1%
Stifel Financial
41
Stifel Financial
Missouri
$919K +$148K +3,296 +20%
DADC
42
D.A. Davidson & Co
Montana
$875K -$322K -7,187 -28%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$796K +$93.3K +2,080 +14%
IWM
44
IHT Wealth Management
Illinois
$718K +$681K +15,195 New
First Trust Advisors
45
First Trust Advisors
Illinois
$687K -$34K -758 -5%
SPWA
46
SteelBridge Private Wealth Advisors
Florida
$650K +$612K +13,650 New
SB
47
Suntrust Banks
Georgia
$586K +$562K +12,529 New
SWP
48
Stratos Wealth Partners
Ohio
$573K -$44.8K -1,000 -8%
Citigroup
49
Citigroup
New York
$564K -$69K -1,538 -11%
William Blair & Company
50
William Blair & Company
Illinois
$556K -$71.3K -1,589 -12%

FTA Hedge Fund Activity: Q4 2016 in Review

81 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2016, worth a combined $601M — up 23% from $488M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FTA positions and 9 closed out — a net gain of 8 holders — while 32 added to existing stakes and 21 trimmed.

The largest buyer was UBS Group, adding an estimated $14.6M. The largest seller was SG Americas Securities, exiting entirely with an estimated $4.07M sold.

  • 81 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2016, up from 75 in Q3 2016.
  • Funds reported $601M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2016, up 23% quarter-over-quarter.
  • 17 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2016 and 9 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2016 was UBS Group, an estimated $14.6M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2016 was SG Americas Securities, an estimated $4.07M sold.

Based on aggregated 13F filings for Q4 2016.