Advisor Group’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Advisor Group’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$11.2M	Sell	197,837 -62,764	-24%	-$3.36M	0.08%	221
2019 Q3	$13.4M	Buy	260,601 +8,748	+3%	+$449K	0.1%	188
2019 Q2	$13.1M	Buy	251,853 +20,980	+9%	+$1.09M	0.1%	181
2019 Q1	$11.9M	Buy	230,873 +67,398	+41%	+$3.41M	0.1%	184
2018 Q4	$7.56M	Buy	163,475 +40,055	+32%	+$2.03M	0.07%	223
2018 Q3	$6.68M	Buy	123,420 +65,065	+111%	+$3.52M	0.07%	241
2018 Q2	$3.05M	Buy	58,355 +3,948	+7%	+$209K	0.04%	384
2018 Q1	$2.87M	Buy	54,407 +2,003	+4%	+$109K	0.04%	420
2017 Q4	$2.86M	Sell	52,404 -419	-0.8%	-$22.1K	0.04%	422
2017 Q3	$2.7M	Sell	52,823 -8,109	-13%	-$409K	0.04%	398
2017 Q2	$3.06M	Buy	60,932 +25,839	+74%	+$1.28M	0.05%	345
2017 Q1	$1.73M	Sell	35,093 -5,619	-14%	-$273K	0.04%	501
2016 Q4	$1.91M	Sell	40,712 -4,349	-10%	-$195K	0.04%	438
2016 Q3	$1.92M	Sell	45,061 -6,765	-13%	-$284K	0.05%	418
2016 Q2	$2.06M	Buy	+51,826	New	+$2.08M	0.05%	368

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GSWM

Golden State Wealth Management Santa Ana, California $915M AUM 19.16% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Advisor Group's FTA Position: Q4 2019 in Review

Advisor Group reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 24% in Q4 2019, selling an estimated $3.36M and leaving 197,837 shares worth $11.2M. The position accounts for 0.08% of the portfolio, ranked #221.

Advisor Group first reported a position in FTA in Q2 2016 and has held it in 15 quarters since. The position peaked at $13.4M in Q3 2019. 138 funds tracked by Wall St. Rank hold FTA as of Q4 2019.

Advisor Group held 197,837 shares of First Trust Large Cap Value AlphaDEX Fund worth $11.2M as of Q4 2019.
Advisor Group sold 62,764 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2019, an estimated $3.36M.
First Trust Large Cap Value AlphaDEX Fund made up 0.08% of Advisor Group's portfolio in Q4 2019, its #221 holding.
Advisor Group first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust Large Cap Value AlphaDEX Fund position peaked at $13.4M in Q3 2019.
138 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.